Associate, Investment Guideline Compliance

1 month ago


Dublin, Ireland PIMCO Full time

PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients’ capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets. Our flexible capital base and deep relationships with issuers have helped us become one of the world’s largest providers of traditional and nontraditional solutions for companies that need financing and investors who seek strong risk-adjusted returns.

Since 1971, our people have shaped our organization through a high-performance inclusive culture, in which we celebrate diverse thinking. We invest in our people and strive to imprint our CORE values of Collaboration, Openness, Responsibility and Excellence. We believe each of us is here to help others succeed and this has led to PIMCO being recognized as an innovator, industry thought leader and trusted advisor to our clients.

POSITION DESCRIPTION:

This is a challenging and exciting opportunity to work within the Legal & Compliance department managing investment guidelines in PIMCO’s proprietary compliance system. The Guidelines Team is responsible for interpreting and implementing client, regulatory, and internal guidelines into the compliance system. The Associate will have broad exposure to the entire Investment Guideline Compliance process. Individuals in this position will have frequent interaction with a variety of groups at all levels of seniority including other teams within Legal & Compliance, Account Management, Product Strategy and the Trade Floor.

On a given day, your work might include:

Collaborating with the Client Facing and Legal teams in negotiating investment discretions

Interpreting investment restrictions from different sources (including regulatory frameworks)

Supporting the Trade Floor with investment decisions

Directing the creation of rules within the compliance system

Researching and addressing various inquiries related to investment guidelines

Participating in numerous ad hoc projects tied to investment guideline interpretation

You will excel in this role if you:

Have a strong sense of honesty and integrity 

Quick learner and adaptable to learn new processes, concepts, and skills

Exhibit a strong commitment to quality and attention to detail

Possess excellent communication and interpersonal skills

Able to handle multiple, competing priorities and projects

You are going to need this to carry out the job:

Minimum of a Bachelor’s Degree (Accounting, Business, Finance or Economics preferred)

2+ years of professional experience in compliance or the investment management industry

Basic knowledge of the global equity and fixed income markets, including an understanding of financial products such as bonds, equities, and derivatives

Intermediate/advanced working knowledge of MS Excel

The following are other qualifications that are preferred but not required:

Experience with negotiating, interpreting and implementing guidelines in a compliance system is ideal 

Knowledge of the Investment Company Act of 1940 or other common legal/regulatory practices is a plus

Experience with Bloomberg, SQL or Business Objects

CFA designation or active status in the CFA program and/or a JD or MBA degree is a plus

German language skills is a plus




  • Dublin, Dublin City, Ireland State Street Full time

    Position Description:You will manage a number of complex clients with varied fund types (e.g. UCITS, AIFs, Pension funds) and assist them with onboarding new funds and maintaining the compliance monitoring of their existing funds, reviewing Regulations, prospectuses and investment management guidelines.RESPONSIBILITIES:Review and audit investment compliance...


  • Dublin, Ireland PIMCO Full time

    PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients’ capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets. Our flexible capital base and deep relationships with issuers have helped us become one of the...


  • Dublin, Ireland The Panel Group Full time

    Investment Compliance Analyst (6-Month Contract) Location: Dublin, Ireland About the Role: My client, is in search of an Investment Compliance Analyst for a six-month contract. This position is vital for overseeing compliance within the investment operations, ensuring adherence to both internal policies and regulatory standards. Key Responsibilities: Monitor...

  • Investment Associate

    3 weeks ago


    Dublin, Ireland FK International Full time

    Job Description Our client, a significant global investment firm, is currently recruiting an Investment Associate to join its Dublin based team, with a focus on European credit investment opportunities. Responsibilities will include: Evaluation of new investment opportunities, including undertaking detailed financial due diligence, financial analysis and...

  • Compliance Associate

    3 weeks ago


    Dublin, Ireland SEI1GLOBAL Full time

    JOB DESCRIPTION SEI Investments is a leading global provider of asset management and investment technology solutions.The company’s innovative solutions help corporations, financial institutions, financial advisors, and affluent families create and manage wealth. SEI is a people focused organization which encourages and recognizes employee development as...

  • Compliance Associate

    3 weeks ago


    Dublin, Ireland SEI Investments Company Full time

    SEI Investments is a leading global provider of asset management and investment technology solutions.The company’s innovative solutions help corporations, financial institutions, financial advisors, and affluent families create and manage wealth. SEI is a people focused organization which encourages and recognizes employee development as being a critical...


  • Dublin, Ireland FK International Full time

    Job Description Our client, a significant global investment firm, is currently recruiting an Investment Associate to join its Dublin based team, with a focus on European credit investment opportunities. Responsibilities will include: Evaluation of new investment opportunities, including undertaking detailed financial due diligence, financial analysis and...


  • Dublin, Ireland Legal & General Full time

    Job Description LGIM Europe consists of a UCITS and AIFM Management Company, domiciled in Ireland and with branches in Germany, the Netherlands, Sweden and Italy. As well as acting as a management company of funds, LGIM Europe distributes funds and provides individual portfolio management services to professional clients across Europe. Under the...


  • Dublin, Ireland FK International Full time

    Job Description Due to continued growth, our client, a well-capitalised and respected investor in SME/mid-market businesses is currently hiring an Investment Associate to join the team. Key responsibilities will include: Identifying, screening, and presenting outline details of potential investment opportunities across the Irish economy. Understanding in...

  • Investment Associate

    3 weeks ago


    Dublin, Ireland FK International Full time

    Job Description Our client, a significant alternative investment firm is currently hiring for an Investment Associate to join the Structured Finance business, based in Dublin. Responsibilities will include: Screening and underwriting of credit investment opportunities Ongoing portfolio monitoring and management Develop a detailed knowledge of the deal...


  • Dublin, Ireland Insight Investment Full time

    Company Overview: Insight Investment is a leading asset manager focused on designing investment solutions to meet its clients’ needs. Founded in 2002, Insight’s collaborative approach has delivered both investment performance and growth in assets under management. Insight manages assets across its core liability-driven investment, risk management,...


  • Dublin, Dublin City, Ireland GrabJobs Full time

    Job summaryAssociate Manager Quality Compliance position Facilitating activities and relationships regarding External Manufacturing change controls Lead and manage direct reports, work to develop and oversee their performance and growth Job seniority: mid-to-senior level Responsibilities Meeting with External Manufacturing department to discuss changes for...


  • Dublin, Dublin City, Ireland Soteriare Full time

    Chief Compliance Officer/Head of AML/CFT page is loaded Chief Compliance Officer/Head of AML/CFT Apply locations Dublin, Ireland time type Full time posted on Posted 2 Days Ago job requisition id Job Description: As a member of the FDA Compliance team, you will serve as an informed, trusted partner, promoting a culture of ethical conduct and commitment...


  • Dublin, Ireland The Panel Group Full time

    Investment Operations Specialist-(6-Month Contract) About the Role: My client, a prominent figure in the financial sector, is seeking an Investment Operations Specialist to enhance their team. This pivotal role focuses on maintaining operational excellence and contributing to the financial strategies that drive success. Key Responsibilities: Manage daily...

  • Assoc Dir GPS Quality

    1 month ago


    Dublin, Ireland Regeneron Pharmaceuticals, Inc Full time

    Summary : This position is responsible for supporting the quality & compliance activities associated with Global Patient Safety (GPS). Such activities include developing, performing, trending and analyzing quality and compliance metrics and associated outputs related to Safety Sciences Quality & Compliance deliverables. This role will be reporting into the...

  • Compliance Officer

    4 weeks ago


    Dublin, Dublin City, Ireland Broadgate Full time

    Compliance OfficerInvestment Banking Hybrid - Dublin50KThis is an exciting opportunity for a compliance professional to further develop their career and gain experience with the Investment Banking sector. The responsibilities of the role will encompass: Provide Compliance advisory support to the Firm's Investment Banking division, specifically the Equity &...

  • Compliance Officer

    1 month ago


    Dublin, Ireland Broadgate Full time

    Compliance OfficerInvestment Banking Hybrid - Dublin50KThis is an exciting opportunity for a compliance professional to further develop their career and gain experience with the Investment Banking sector. The responsibilities of the role will encompass:Provide Compliance advisory support to the Firm's Investment Banking division, specifically the Equity &...


  • Dublin, Ireland HarbourVest Partners Full time

    Description Summary For over forty years, HarbourVest has been home to a committed team of professionals with an entrepreneurial spirit and a desire to deliver impactful solutions to our clients and investing partners. As our global firm grows, we continue to add individuals who seek a collaborative, open-door culture that values diversity and...

  • Investment Operations

    3 weeks ago


    Dublin, Ireland The Panel Group Full time

    Our client, a leading global investment manager, is currently seeking an experienced Investment Operations professional to join their team. on an initial 6 month contract. The Job Work with Investment Operations team to review and reconcile broker related data Review and ensure accuracy for compliance data, ensuring accuracy of the reporting for the...

  • AIS Middle Office

    2 days ago


    Dublin, Ireland State Street Full time

    Job DescriptionWho we are looking for?Candidate’s role will be to perform functions within the cash processing team, including cash settlement, query management and client interaction.Why this role is important to us?The team you will be joining is a part of State Street Global Services (SSGS). SSGS gives asset owners and managers access to the...