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Compliance & Risk Manager

3 months ago

Dublin, Ireland Broadgate Full time

Risk and Compliance Manager

Funds

Dublin - Hybrid

75-90K

Broadgate has partnered up with a growing Financial Services firm on the appointment of a Risk and Compliance Manager. The role is quite broad and would suit a professional with previous Compliance/Risk managerial experience within the Funds sector.

What is in it for you?

  • Salary DOE up to 90K + Bonus
  • Pension scheme
  • Gym Membership
  • Flexible hybrid working.

Responsibilities:

  • Develop, implement, and update internal compliance policies and procedures.
  • Identify and assess compliance risks and develop and implement strategies to mitigate these risks.
  • Stay abreast of CBI & FCA regulations related to the Funds industry, such as UCITS & MiFID II.
  • Preparing and submitting required filings and disclosures to regulatory authorities.

Requirements:

  • 5+ years of experience in a Risk/Compliance role within the Funds or related industries.
  • Strong understanding of UCITS and MiFID II regulations.
  • LCI/LCOI are advantageous.
  • Experience with Product Compliance is advantageous.