Fitness and Probity Regulation Specialist

6 days ago


Dublin, Ireland Elevate Partners Recruitment Limited Full time

A leading wealth management firm are seeking a Regulation Specialist (Fitness and Probity) to join the HR team on a full-time basis. In this position, you will lead the management of the Fitness & Probity and IAF regimes across the firm. You will play a key role in ensuring the firm meets its regulatory commitments. Key responsibilities will include: Support on all fitness and probity assessments i.e. Controlled Function & PCF applications Work with the regulatory bodies to submit all required documents Maintain the F&P register and the IAF life cycle of activities Conduct Assurance Testing on the performance of controls within HR Engage closely with the Risk and Compliance teams RequirementsKey requirements will include: Previous experience in a similar role with a background in Compliance/Risk/Legal Knowledge and understanding of Fitness & Probity/regulatory operational processes Strong communication ability in dealing with senior stakeholders and regulatory bodies Strong understanding of Risk & Compliance and interest working in this space Exposure to CBI interaction BenefitsStrong benefits on offer, if you are interested, apply with your CV now or contact Sean at . Skills: Fitness and Probity Compliance Regulation



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