Head Of Compliance

6 days ago

Dublin, Ireland Cpl Full time

Join to apply for the
Head of Compliance & MLRO
role at
Cpl
5 days ago Be among the first 25 applicants
Join to apply for the
Head of Compliance & MLRO
role at
Cpl
About The Role
We are seeking an experienced compliance leader to head our Compliance Function, acting as the second line of defense and ensuring adherence to all regulatory requirements.
This role will oversee market abuse surveillance, anti-money laundering (AML), counter-terrorist financing (CTF), sanctions, KYC, onboarding, and engagement with regulators.
About The Role
We are seeking an experienced compliance leader to head our Compliance Function, acting as the second line of defense and ensuring adherence to all regulatory requirements.
This role will oversee market abuse surveillance, anti-money laundering (AML), counter-terrorist financing (CTF), sanctions, KYC, onboarding, and engagement with regulators.
Key Responsibilities
Lead and manage the Compliance Function to ensure full regulatory compliance.
Oversee market abuse surveillance and AML/CTF/sanctions processes.
Manage KYC and client onboarding activities.
Assess and determine when to file Suspicious Transaction Reports.
Oversee communication and engagement with relevant regulators.
Ensure the organisation meets all regulatory obligations in applicable jurisdictions.
Provide accurate compliance advice to business units and respond to ad hoc queries.
Contribute to projects, new products, and proposals, with consideration of reputational risks.
Deliver training on regulatory risks and changes.
Execute a risk-based compliance monitoring programme including risk assessments, business reviews, thematic reviews, and testing.
Maintain surveillance, logging, escalation, and resolution of relevant issues.
Execute core compliance processes such as market conduct, gifts and entertainment, regulatory liaison, reporting, licensing, employee trading, conflicts of interest, and breach logs.
Draft and maintain compliance frameworks, policies, plans, and procedures (e.g., AML/CTF & Sanctions Policy, Market Abuse Policy, Whistleblowing Policy, Complaints Handling Policy, etc.).
Keep abreast of market trends, regulatory changes, and technological developments.
Produce management reports for internal committees and the Board.
Mentor and develop junior compliance officers.
Requirements
10+ years' experience in compliance within a MiFID investment firm, ideally holding PCF-12 & 52 roles, with a focus on equities/CFDs.
Experience with systematic internalisers, MTFs, exchanges, or algorithmic trading tools (RTS 6) in a highly regulated environment.
Strong interest in financial markets and solid knowledge of the brokerage industry, especially retail flow.
Comprehensive understanding of market practices and regulatory requirements, including IFR/IFD.
Minimum 2:1 degree in Business, Law, Economics, or related field.
Excellent written and verbal communication skills.
Ability to work under pressure with adaptability and a results-driven mindset.
High attention to detail, accuracy, and proactive problem-solving skills.
Strong leadership and mentoring abilities.
What's On Offer
Opportunities to make a significant impact and shape innovative services.
A dynamic, collaborative, and high-performing environment.
Autonomy to lead your function and manage your team.
Competitive remuneration and benefits package, including health, life, and disability insurance, pension, 26 days' holiday, and annual bonuses.
If you are interested and have the relevant experience, apply by sending CVs to (email protected)
Seniority level
Seniority level
Director
Employment type
Employment type
Full-time
Job function
Job function
Legal
Industries
Staffing and Recruiting
Referrals increase your chances of interviewing at Cpl by 2x
Get notified about new Head of Compliance jobs in
Dublin, County Dublin, Ireland
.
Head of Compliance, Quality, Assurance and Sustainability
Dublin, County Dublin, Ireland 3 weeks ago
Dublin, County Dublin, Ireland 1 month ago
Director of Financial Crime & Compliance
Dublin, County Dublin, Ireland 1 week ago
Head of Risk and Compliance - New Entrant
Dublin, County Dublin, Ireland 2 days ago
Dublin, County Dublin, Ireland €130,000.00-€160,000.00 3 weeks ago
Dublin, County Dublin, Ireland 2 weeks ago
Dublin, County Dublin, Ireland €150,000.00-€180,000.00 2 weeks ago
Head, Global Content Development and Delivery
Dublin, County Dublin, Ireland 1 week ago
Head of Legal and Compliance - Exclusive Assignment
Dublin, County Dublin, Ireland 3 weeks ago
Head of Anti-Money Laundering and Counter-Terrorist Financing (PCF 52)
Dublin, County Dublin, Ireland 2 weeks ago
Dublin, County Dublin, Ireland 2 weeks ago
Dublin, County Dublin, Ireland 4 days ago
County Dublin, Ireland €76,152.00-€96,305.00 2 weeks ago
Dublin, County Dublin, Ireland 2 weeks ago
Dublin, County Dublin, Ireland 1 week ago
Dublin, County Dublin, Ireland 2 weeks ago
Dublin, County Dublin, Ireland 2 weeks ago
Senior Managing Counsel – Head of Legal Ireland
Dublin, County Dublin, Ireland 2 months ago
Dublin, County Dublin, Ireland 2 weeks ago
Dublin, County Dublin, Ireland 1 month ago
Dublin, County Dublin, Ireland 6 days ago
Dublin, County Dublin, Ireland 1 week ago
Dublin, County Dublin, Ireland 1 week ago
Head of Financial and Regulatory Reporting
Dublin, County Dublin, Ireland 3 weeks ago
Dublin, County Dublin, Ireland 2 days ago
Head of Financial and Regulatory Reporting
Dublin, County Dublin, Ireland 1 week ago
Dublin, County Dublin, Ireland €60,000.00-€65,000.00 3 weeks ago
Head of Tax - Strategic Leadership Opportunity
Dublin, County Dublin, Ireland 4 days ago
Dublin, County Dublin, Ireland 2 weeks ago
Dublin 2, County Dublin, Ireland 1 day ago
Dublin, County Dublin, Ireland 11 hours ago
Dublin, County Dublin, Ireland 6 days ago
We're unlocking community knowledge in a new way.
Experts add insights directly into each article, started with the help of AI.
#J-18808-Ljbffr

  • Head Of Compliance

    3 weeks ago

    Dublin, Dublin City, Ireland Oliver James Full time

    Oliver James have partnered with a growing insurance firm to recruit for a Head of Compliance for the Irish entity.This is a new role on the market to support and lead their compliance and risk functions.Key Role & Responsibilities: Act ask the designated compliance and risk officer under the CBIs regime.Maintain up to date knowledge of the changes to the...

  • Head Of Compliance

    4 days ago

    Dublin, Ireland Phoenix - Your Professional Search Partner Full time

    2 days ago Be among the first 25 applicantsGet AI-powered advice on this job and more exclusive features.Direct message the job poster from Phoenix - Your Professional Search PartnerAssociate Director - Accountancy & Finance - PhoenixExpression of interest - Head of Compliance & MLROWe are partnering with a disruptive, tech-led investment platform that has...

  • Head of Compliance

    3 weeks ago

    Dublin, Dublin City, Ireland FNZ Full time

    Join to apply for the Head of Risk role at FNZ1 week ago Be among the first 25 applicantsJoin to apply for the Head of Risk role at FNZFNZ is a global FinTech firm, transforming the way financial institutions serve their wealth management customers. We partner with banks, insurers and asset managers to help people achieve their financial goals through our...

  • Head of Compliance

    2 weeks ago

    Dublin, Dublin City, Ireland Pionew EU Full time

    OverviewThe Head of Compliance (PCF-12) will serve as the senior executive responsible for establishing, implementing, and overseeing the compliance framework at Pionew Ireland in line with applicable laws, regulations, and industry standards. This role ensures the organisation's activities are conducted with integrity, transparency, and in full adherence to...

  • Head of Compliance

    1 week ago

    Dublin, Dublin City, Ireland hays-gcj-v4-pd-online Full time

    Your new company An award-winning top 20 professional services firm with an ambitious growth strategy that is well underway are seeking a highly technically proficient Qualified Accountant to lead all things compliance, ethics and training in the firm. This is a newly created role as a result of growth and you will have the opportunity to build out a team to...

  • Head Of Compliance

    2 weeks ago

    County Dublin, Ireland 360 Search Full time

    About the Role Our client is seeking an experienced Head of Compliance (PCF12/14) to lead the compliance function within their Asset Management and Wealth division.The position requires a strong understanding of Mi FID regulations and proven experience in building and maintaining compliance frameworks that support a high-performing, client-focused business.A...

  • Head of Compliance

    3 weeks ago

    Dublin, Dublin City, Ireland 360 Search Full time

    Base pay rangeDirect message the job poster from 360 SearchChief Commercial Officer (CCO) at 360 SearchAbout the RoleOur client is seeking an experienced Head of Compliance (PCF12/14) to lead the compliance function within their Asset Management and Wealth division. The position requires a strong understanding of MiFID regulations and proven experience in...

  • Head of Compliance

    2 weeks ago

    Dublin, Dublin City, Ireland Orlaroseassociates Full time

    About the RoleWe are seeking an experienced and strategic Head of Compliance & MLRO to lead our compliance function. This senior role will oversee regulatory adherence, risk management, and compliance operations across the firm, ensuring we meet obligations in all jurisdictions in which we operate. You will provide oversight to key compliance areas, mentor a...

  • Head Of Compliance

    2 weeks ago

    Dublin, Dublin City, Ireland Coverys London Full time

    OverviewThe Head of Compliance will lead the Compliance function for Coverys International and is responsible for establishing and maintaining a robust compliance framework, advising the Board and senior management on compliance matters, and acting as the primary liaison with the Central Bank of Ireland (CBI).The role will also provide support for CIIC's...

  • Head Of Compliance

    6 days ago

    Dublin, Ireland Coverys London Full time

    OverviewThe Head of Compliance will lead the Compliance function for Coverys International and is responsible for establishing and maintaining a robust compliance framework, advising the Board and senior management on compliance matters, and acting as the primary liaison with the Central Bank of Ireland (CBI).The role will also provide support for CIIC's...