Compliance, Asset Management Compliance, Associate, Dublin

4 weeks ago

Dublin, Dublin City, Ireland Goldman Sachs Bank Ag Full time

Compliance, Asset Management Compliance, Associate, Dublin location_on Dublin, Co. Dublin, Ireland
BUSINESS UNIT AND ROLE OVERVIEW
This role is within the Asset Wealth Management ("AWM") Compliance Advisory team based in Dublin.
The successful candidate will provide compliance advisory services related to portfolio management, trading, sales, and marketing activities within Goldman Sachs Asset Management ("GSAM").
Responsibilities include responding to regulatory requests, addressing compliance queries, enhancing compliance programs in response to regulatory reforms, conducting surveillance and forensic reviews, training staff on compliance matters, updating and drafting policies, approving marketing materials, and advising on sales activities.
EXPERIENCE
Ability to work collaboratively within a global team and lead compliance projects
Knowledge of asset management risk and compliance functions
Experience in developing and implementing compliance programs
Effective communication with business personnel to achieve compliance outcomes under time constraints
RESPONSIBILITIES
Support AWM strategic initiatives from a compliance perspective
Review and approve financial promotion materials
Conduct daily compliance surveillance of GSAM portfolios to ensure regulatory adherence
Assist in preparing board reports
Evaluate new financial instruments and vehicles for compliance issues
Develop and update compliance policies and procedures
Log breaches and complaints, ensuring compliance sign-off
Create and deliver compliance training programs
Provide compliance advice on global marketing and distribution, including UCITS, Non-UCITS, and cross-border issues
Review due diligence on third-party distributors
Advise on new fund launches and other projects
QUALIFICATIONS
Minimum of 3 years in regulatory risk or compliance, preferably in asset management
Strong risk awareness and judgment
Knowledge of investment instruments, including derivatives
Familiarity with CBI, FCA regulations, MiFID, UCITS, AIFMD, and SFDR
Excellent analytical, organizational, and communication skills
Ability to manage multiple tasks with attention to detail and work under pressure
Capable of working independently and within a team
ABOUT GOLDMAN SACHS
Goldman Sachs is a leading global investment banking, securities, and investment management firm established in 1869.
Headquartered in New York, we operate worldwide, committed to diversity, inclusion, and professional growth.
Learn more about our culture and benefits at GS.com/careers.
We provide accommodations for candidates with disabilities during our recruitment process.
Details can be found at
Our benefits include health and welfare programs, generous vacation policies, financial wellness and retirement support, health services, fitness centers, child and family care, and comprehensive benefits packages.
#J-18808-Ljbffr

  • Compliance Specialist

    3 weeks ago

    Dublin, Dublin City, Ireland Fineco Asset Management Full time

    Get AI-powered advice on this job and more exclusive features.Direct message the job poster from Fineco Asset ManagementPeople Generalist at Fineco Asset ManagementAbout Fineco Asset Management DACFineco Asset Management DAC ('Fineco AM') is a Dublin based Asset Management Company, and a subsidiary of FinecoBank S.p.A. ("FinecoBank"). FinecoBank ("Fineco")...

  • Designated Person for Regulatory Compliance

    2 weeks ago

    Dublin, Dublin City, Ireland Corum Asset Management Full time

    Job DescriptionAbout the roleThe position is based in Dublin, Irelandwithin CORUM Butler Asset Management, the management company ("ManCo") as part oftheFrench CORUM Butler Group. The ManCo is a UCITS and AIF Manager, currently overseeing Irish-domiciled UCITS funds with approximately an AUM of~1.6 billion.The successful candidate will be working as...

  • Designated Person For Regulatory Compliance

    3 weeks ago

    Dublin, Dublin City, Ireland Corum Asset Management Full time

    Job DescriptionAbout the roleThe position is based inDublin, Irelandwithin CORUM Butler Asset Management, the management company ("ManCo") as part oftheFrenchCORUM Butler Group.The ManCo is a UCITS and AIF Manager, currently overseeing Irish-domiciled UCITS funds with approximately an AUM of~1.6 billion.The successful candidate will be working as Designated...

  • Portfolio Compliance Associate

    3 weeks ago

    Dublin, Dublin City, Ireland KKR Full time

    Join to apply for the Portfolio Compliance Associate role at KKR1 day ago Be among the first 25 applicantsJoin to apply for the Portfolio Compliance Associate role at KKRGet AI-powered advice on this job and more exclusive features.KKR & Co. Inc., together with its subsidiaries, is a leading global investment firm that offers alternative asset management and...

  • Compliance Associate

    3 weeks ago

    Dublin, Dublin City, Ireland Robert Walters Full time

    Join to apply for the Compliance Associate role at Robert Walters1 day ago Be among the first 25 applicantsJoin to apply for the Compliance Associate role at Robert WaltersA leading international financial institution in Dublin is seeking a Compliance Associate to join their highly respected Compliance Department, focusing on Communications Surveillance....

  • Associate Compliance Manager

    3 weeks ago

    Dublin, Dublin City, Ireland Legal And General Group Full time

    Company DescriptionLegal & General is one of Europe's largest asset managers, providing clients and partners with complex, responsible investment solutions, across public and private markets. As a global investor, we are present where our clients most need us – from Hong Kong and Singapore, to Chicago and major European financial hubs.Created by combining...

  • Asset Management Compliance Coordinator

    3 weeks ago

    Dublin, Dublin City, Ireland Cpl Healthcare Full time

    About The Land Development AgencyThe Land Development Agency (LDA) is a commercial, semi-State body that seeks to maximise the supply of affordable homes on public and other land in a financially sustainable manner, supporting the creation of thriving communities and delivering ongoing positive social impact. It is overseen by an independent board of...

  • Asset Management Compliance Coordinator

    1 week ago

    Dublin, Dublin City, Ireland Cpl Healthcare Full time

    About The Land Development AgencyThe Land Development Agency (LDA) is a commercial, semi-State body that seeks to maximise the supply of affordable homes on public and other land in a financially sustainable manner, supporting the creation of thriving communities and delivering ongoing positive social impact.It is overseen by an independent board of...

  • Asset Management Compliance Coordinator

    3 weeks ago

    Dublin, Dublin City, Ireland Cpl Healthcare Full time

    About The Land Development AgencyThe Land Development Agency (LDA) is a commercial, semi-State body that seeks to maximise the supply of affordable homes on public and other land in a financially sustainable manner, supporting the creation of thriving communities and delivering ongoing positive social impact. It is overseen by an independent board of...

  • Asset Management Compliance Coordinator

    14 hours ago

    Dublin, Dublin City, Ireland Cpl Full time

    About The Land Development AgencyThe Land Development Agency (LDA) is a commercial, semi-State body that seeks to maximise the supply of affordable homes on public and other land in a financially sustainable manner, supporting the creation of thriving communities and delivering ongoing positive social impact. It is overseen by an independent board of...