
Designated Person for Regulatory Compliance
2 weeks ago
About the role
The position is based in Dublin, Irelandwithin CORUM Butler Asset Management, the management company ("ManCo") as part oftheFrench CORUM Butler Group. The ManCo is a UCITS and AIF Manager, currently overseeing Irish-domiciled UCITS funds with approximately an AUM of~1.6 billion.
The successful candidate will be working as Designated Person with responsibility for Regulatory Compliance (PCF-39F) and as MLRO (CF-2).
The candidate might work in line with relevant Time Commitment agreed internally and with the Regulator.
Who We are
CORUM Butler is aEuropean investment groupwith over 260 professionals dedicated to our clients. We provide innovative and high-performing investment solutions across Europe.The company is recognized for its development success and its sense of innovation. Our company is exclusivelyowned by its managers.
Nearly 140,000 clients trust us with their savings, totaling over 9 billion euros.
With officesin Paris, London, Dublin, Amsterdam, Singapore, Lisbon and Vienna, our head office is based in Paris.
Key Responsibilities as DP Reg. Compliance:
- Fulfil the role of DP Regulatory Compliance and monitor compliance with all applicable regulatory standards, and oversee any new requirements/changes to the regulatory environment.
- Reviewand advise on the Business Plan/Programme of activities and the Company's Policies and Procedures, particularly regarding Compliance Policies and relevant Group Policies.
- Coordinate and review policies and procedures of the funds under management.
- Develop and implement the annual compliance monitoring plan, including testing and reporting.
- Manage the Compliance calendar,escalate issues, and promote a strong compliance culture.
- Liaise with the Central Bank of Ireland and other regulatory bodies; prepare and submit regulatory reports.
- Deliver or coordinate compliancetraining,including onboarding sessions for new joiners.
- Act as a point of escalation for compliance issues and breaches.
- Report regularly to the Board of Directors.
- Participate in internal committees (Risk, Valuation, ESG, DP) and collaborate with Group entities to align compliance practices
- Review investment compliance in coordinationwith the Risk Function.
- Support the review of fund marketing materials.
- Manage the Compliance aspects of the oversight program of the Funds' delegates (e.g, Fund Administrators and Investment Managers)
Key Responsibilities as MLRO:
- Maintain and apply an AML/CTF risk assessment framework aligned with regulatory and Group standards.
- Lead the annual AML business risk assessment and ensure policies remain up to date with Irish and international requirements.
- Deliver AML training to staff and directors; oversee investigations and escalation of suspicious activities.
- Submit Suspicious Transaction Reports (STRs) and act as the main contact for AML regulatory reviews and inspections.
Qualifications and experience
We're looking for a compliance professional with solid experiencein the UCITS/AIFM fund industry, ideally already approved by the Central Bank of Ireland for similar roles.
Key requirements:
- Proven experience in compliance and AML/CTF within asset management.
- Strong knowledge of Irish and EU regulations, including CP86, UCITS, AIFMD, and GDPR.
- Experience interactingwith CBI and regulatory agencies.
- Excellent communication, organizational, and analytical skills.
- Comfortable working in a European/international environment.
- Degree in law, finance, economics, or related field; compliance certifications are a plus.
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