Regulatory Compliance Expert

2 weeks ago

Dublin, Dublin City, Ireland beBeeCompliance Full time €100,000 - €125,000

Regulatory Compliance Specialist

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The Regulatory Compliance Specialist will be based in Dublin, Ireland. This key role is responsible for ensuring compliance with all applicable regulatory standards, overseeing new requirements/changes to the regulatory environment, and managing the annual compliance monitoring plan.

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  • Fulfill the role of DP Regulatory Compliance and monitor compliance with all applicable regulatory standards, and oversee any new requirements/changes to the regulatory environment.">
  • Review and advise on the Business Plan/Programme of activities and the Company's Policies and Procedures, particularly regarding Compliance Policies and relevant Group Policies.">
  • Coordinate and review policies and procedures of the funds under management.">
  • Develop and implement the annual compliance monitoring plan, including testing and reporting.">
  • Manage the Compliance calendar, escalate issues, and promote a strong compliance culture.">
  • Liaise with the Central Bank of Ireland and other regulatory bodies; prepare and submit regulatory reports.">
  • Deliver or coordinate compliancetraining, including onboarding sessions for new joiners.">
  • Act as a point of escalation for compliance issues and breaches.">
  • Report regularly to the Board of Directors.">
  • Participate in internal committees (Risk, Valuation, ESG, DP) and collaborate with Group entities to align compliance practices.">
  • Review investment compliance in coordination with the Risk Function.">
  • Support the review of fund marketing materials.">
  • Manage the Compliance aspects of the oversight program of the Funds' delegates (e.g., Fund Administrators and Investment Managers).">
">Required Skills and Qualifications">

We're looking for a compliance professional with solid experience in the UCITS/AIFM fund industry, ideally already approved by the Central Bank of Ireland for similar roles.

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Key requirements:

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  • Proven experience in compliance and AML/CTF within asset management.">
  • Strong knowledge of Irish and EU regulations, including CP86, UCITS, AIFMD, and GDPR.">
  • Experience interacting with CBI and regulatory agencies.">
  • Excellent communication, organizational, and analytical skills.">
  • Comfortable working in a European/international environment.">
  • Degree in law, finance, economics, or related field; compliance certifications are a plus.">
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What We Offer

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A dynamic and supportive work environment where you can grow professionally and personally.

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Opportunities for career development and advancement.

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Competitive salary and benefits package.

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A collaborative team that values innovation and teamwork.

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A chance to make a meaningful contribution to the success of our organization.

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