
Expert Regulatory Compliance Specialist
2 weeks ago
We're seeking a skilled professional to join our Compliance team as an Associate Compliance Manager. This role is perfect for someone who wants to utilize their expertise in regulatory compliance to drive business success.
The ideal candidate will have extensive experience in financial services, strong analytical skills, and excellent communication abilities. They should also possess knowledge of industry-specific regulations such as UCITS, AIFM, ESG/SFDR, and MiFID requirements.
This is an exciting opportunity for the right individual to make a meaningful contribution to our company's commitment to regulatory compliance.
Key Responsibilities:
- Provide guidance on regulatory and compliance matters
- Act as primary contact for compliance-related queries and issues
- Monitor and escalate compliance breaches, ensuring proper documentation and resolution
- Conduct horizon scanning and analyze the impact of regulatory changes
- Support the development and implementation of the compliance framework
- Draft and review compliance policies and procedures
- Deliver compliance training and education to relevant personnel
- Maintain compliance logs and mandatory records
Requirements:
- Proven experience in financial services
- Strong analytical skills and industry awareness
- Proactive approach to compliance and regulatory requirements
- Knowledge of the Investment Management industry and associated compliance requirements
- Understanding of UCITS, AIFM, ESG/SFDR, and MiFID requirements
- Excellent communication and interpersonal skills
- Postgraduate professional qualifications are desirable
Benefits:
- Competitive base salary
- Generous pension contribution
- Life assurance
- Private medical insurance (permanent employees only)
- At least 25 days holiday, plus public holidays, 26 days after 2 years' service
- Option to buy and sell holiday
- Competitive family leave
- Participate in electric car scheme
- Discounts at high street stores and online
About Us:
We believe it's possible to generate positive returns today while helping to build a better future for all. Our welcoming, inclusive culture offers opportunities to collaborate with people from diverse backgrounds, views, and experiences. We care passionately about outcomes rather than attendance and are open to discussing flexible working options.
If you're passionate about compliance and want to make a difference, please apply.
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