
Senior Regulatory Advisor
2 weeks ago
Cantor Fitzgerald Ireland is a leading global financial services firm with offices and trading desks in major financial service centres worldwide. We specialize in equities, investment banking, real estate, fixed income, and currencies.
The company has affiliate businesses including BGC Partners, Inc., Newmark (NMRK), and GFI Group (GFI). The organization provides a full suite of investment services, primarily wealth management, fund management, debt capital markets, and corporate finance.
As Compliance Manager, you will work with our team in Dublin, delivering key aspects of the Compliance Framework and Compliance Plan as delegated by the Chief Compliance Officer or Senior Compliance staff.
Key Responsibilities:- Provide regulatory advice to the first line of defence on an ad hoc basis or via project working groups.
- Deliver training to the business in line with the Compliance teams annual training plan.
- Prepare periodic reports for the Chief Compliance Officer.
- Assist Senior Managers in review and update of all relevant policies and procedures.
- Perform gap analysis on incoming changes to regulation and Dear CEO Letters and communicate changes to the business.
- Work on Central Bank of Ireland requests and inspections with the wider Compliance team and business.
This role requires a dynamic individual who can get things done and contribute to the delivery of the annual compliance plan and new business initiatives.
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