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Director of Regulatory Oversight

3 weeks ago

Dublin, Dublin City, Ireland beBee Careers Full time

About the Role

This exciting opportunity will see you take on a key leadership position in our Dublin office, overseeing the operational effectiveness of client asset systems and controls.

You will be responsible for ensuring compliance with regulatory requirements, while also contributing to regional councils, committees, and local boards.

The ideal candidate will have a strong understanding of the financial services industry, with a focus on regulatory and operational compliance.


Responsibilities
  • Regulatory Oversight:
    • Appointed as the Head of Client Asset Oversight under the Central Bank of Ireland's Fitness and Probity Regime, with assigned responsibilities under the Senior Executive Accountability Regime (SEAR).
  • Client Asset Oversight:
    • Oversee the firm's compliance with client asset requirements, ensuring operational effectiveness and the management of systems designed to meet CBI CAR.
  • Leadership:
    • Lead the Client Asset Oversight team, developing an annual work plan and quality assurance program to ensure compliance with regulatory standards.
  • Reporting:
    • Provide regular reports to the Risk Committee and the Ireland Compliance, Risk, and Oversight Committee, ensuring full transparency and effective oversight.
  • Regulatory Submissions:
    • Complete and submit monthly Client Asset Reports (MCAR) and ensure the PSIL Insolvency Pack is up to date with relevant regulations.
  • Governance:
    • Attend the Client Asset Council (CAC), overseeing adherence to the CBI Client Asset Requirements in accordance with the council's terms of reference.
  • Collaboration:
    • Contribute to regional councils, committees, and local boards, providing constructive challenge, informed debate, and support for governance processes.

Requirements

To be successful in this role, you will need:

  • A deep understanding of the financial services industry, with a focus on regulatory and operational compliance.
  • Knowledge of the Central Bank of Ireland's regulatory requirements and the Senior Executive Accountability Regime (SEAR).
  • Proven leadership abilities with experience managing teams and ensuring effective governance.
  • Experience in a senior role overseeing client asset functions or similar compliance areas in a regulated environment.
  • Exceptional communication skills, both written and verbal, with the ability to provide clear and concise reports to senior leadership and committees.
  • The ability to develop and implement a comprehensive oversight framework that ensures compliance with regulatory requirements.