
Senior Regulatory Manager
2 days ago
About Us: We are a leading wealth management firm established in 1926. Our culture is built around three core values: client success, collaboration, and legacy.
The RoleWe seek a Senior Regulatory Manager to oversee regulatory change initiatives across our wealth management business. This role is ideal for an experienced financial services professional with strong regulatory awareness.
- Lead the response to evolving regulatory expectations and ensure timely implementation of change.
- Oversee strategic change projects from impact assessment through delivery.
- Maintain a forward-looking view of regulatory trends and advise senior leadership on their implications.
Key Responsibilities:
- Act as the business lead for regulatory change across our Wealth Management businesses.
- Design and implement efficient operational processes that embed regulatory requirements into daily activities.
- Partner with technology and operations teams to optimize systems and workflows.
- Ensure new business initiatives and product developments align with regulatory expectations.
- Represent the regulatory function in governance forums and cross-functional working groups.
We seek someone with:
- Significant experience in a regulated financial services environment.
- Proven ability to lead regulatory or operational change initiatives.
- Strong understanding of governance, risk, and control frameworks.
- Strategic thinker with the ability to translate complex requirements into practical solutions.
- Influential communicator who can build trust and alignment across diverse stakeholder groups.
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