
Financial Risk Management Specialist
5 days ago
The role of a Transfer Agency Analyst involves timely and accurate completion of Anti-Money Laundering (AML) operations workload. This includes reviewing investor documentation for all investors, adhering to established policies and procedures.
Key Responsibilities:- Participate in AML operations review of investor documentation for all investors.
- Review investor documentation in accordance with set guidelines and protocols.
- Collaborate with colleagues and line management to review investor documentation and source outstanding investor due diligence documentation as needed.
- Assess adverse media on investor accounts and identify high-risk factors linked to accounts.
- Escalate complex problems and critical issues to the Investor AML Operations team.
- Positive attitude towards challenging tasks.
- Strong organisational and communication skills.
- Effective risk management capabilities.
- Ability to work collaboratively within a team environment and take responsibility for assigned tasks.
- General knowledge of Microsoft Office applications.
Our company is committed to delivering innovative financial services and expert guidance to successful individuals, families, and institutions. We uphold our core values of service, expertise, and integrity.
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