Regulatory Compliance Specialist

7 days ago


Dublin, Dublin City, Ireland beBeeCompliance Full time €60,000 - €80,000
Job Opportunity

We are partnering with a leading global proprietary trading firm to fill the position of CDD/AML Analyst - Dublin.

This role offers exposure across multiple functions on the trading floor in a fast-paced trading environment.

The successful candidate will have the opportunity to work directly with trading, operations, compliance, legal, and finance teams to ensure regulatory compliance and operational excellence.

Key Responsibilities
  • Manage counterparty onboarding and due diligence processes.
  • Implement and oversee the firm's AML policy.
  • Conduct credit risk analysis, including financial statement review.
  • Set up and maintain trading accounts and manage vendor vetting.
  • Ensure compliance with MiFID II obligations relating to trader registrations.
  • Perform ongoing counterparty screening and adverse media checks.
  • Partner with trading, legal, compliance, and finance teams on key initiatives.
Ideal Candidate Profile
  • A minimum of 5 years' experience in a trading firm or investment bank Securities team with strong KYC onboarding exposure.
  • Solid knowledge of AML legislation and compliance frameworks.
Why This Role?
  • Work on the trading floor in a true front-office environment.
  • Gain broad exposure to trading operations and regulatory compliance.
  • Join a high-performance firm that values innovation and continuous improvement.

Apply below or get in touch for more information.



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