
Regulatory Compliance Specialist
7 days ago
We are partnering with a leading global proprietary trading firm to fill the position of CDD/AML Analyst - Dublin.
This role offers exposure across multiple functions on the trading floor in a fast-paced trading environment.
The successful candidate will have the opportunity to work directly with trading, operations, compliance, legal, and finance teams to ensure regulatory compliance and operational excellence.
Key Responsibilities- Manage counterparty onboarding and due diligence processes.
- Implement and oversee the firm's AML policy.
- Conduct credit risk analysis, including financial statement review.
- Set up and maintain trading accounts and manage vendor vetting.
- Ensure compliance with MiFID II obligations relating to trader registrations.
- Perform ongoing counterparty screening and adverse media checks.
- Partner with trading, legal, compliance, and finance teams on key initiatives.
- A minimum of 5 years' experience in a trading firm or investment bank Securities team with strong KYC onboarding exposure.
- Solid knowledge of AML legislation and compliance frameworks.
- Work on the trading floor in a true front-office environment.
- Gain broad exposure to trading operations and regulatory compliance.
- Join a high-performance firm that values innovation and continuous improvement.
Apply below or get in touch for more information.
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