Compliance Officer
18 hours ago
Fisher Investments Luxembourg – Dublin Branch (in Dublin, Ireland) is a wealth manager offering portfolio management tailored to clients' long-term goals. FIL is also an insurance intermediary firm. Client assets are held at recognised European custodians and sub-managed by Fisher Investments Luxembourg parent company, Fisher Investments in the United States. The Opportunity: FIL is searching for an experienced Compliance professional to join our Compliance team as an Officer in Dublin, Ireland. As a Compliance Officer, you will help ensure the Firm and its employees are in demonstrable compliance with applicable regulations. You will be part of a small and extremely collaborative team which prides itself in producing high quality work at all times. You will report to the Chief Compliance Officer. The Day-to-Day: Provide advice to the business on appropriateness and effectiveness of controls in place and the application of regulations and guidance to the business activities of the Firm Help develop the Compliance Framework and Compliance Plan, including leading development and implementation Advise on regulatory implications for new business initiatives, ensuring that relevant compliance considerations and resulting risks, are part of the process Perform compliance monitoring and testing in accordance with the Compliance Monitoring Plan and Firm Risk framework Conduct annual reviews and updates to our suite of policies and procedures ensuring adherence to relevant laws and regulations Tailor processes and procedures to take account of local laws and regulations while remaining aligned to group polices Prepare and deliver reports to governance Committees, support Board reporting Represent FIL Compliance at project meetings and other business initiatives to help to ensure successful regulatory and business outcomes Promote a positive compliance culture and awareness through the development and roll out of appropriate and tailored training for staff Stay informed about the legislative and regulatory landscape including EU and Irish guidance, consultation papers and thematic reviews, attending industry seminars Monitor, analyse and interpret regulatory changes which affect the business and perform gap analysis on those regulations, delivering the result to Senior Management Engage with FIL Senior Management on regulatory matters, providing oversight, challenge, guidance, and support Help with certain aspects of regulatory reporting for both our company and its branches in other European jurisdictions Perform ad-hoc compliance tasks as reasonably directed by the Head of Compliance Your Qualifications: Bachelor/Master degree with minimum of 4 years of experience in a Compliance/2 nd line role within a regulated firm Knowledge of CSSF, CBI laws, regulations and practices Knowledge of CAA laws, regulations and practices an advantage Experience leading or assisting to lead a Compliance Programme Degree educated Experience collaborating with Senior Management in a multi-jurisdiction enterprise Fluent in English, French, Dutch, and/or Danish language skills a considerable advantage Your Benefits: The global Fisher organisation distinguishes itself by putting clients first, providing unmatched service, and taking a personalised approach to investing. You can feel confident knowing that Fisher Investments and Fisher Investments Luxembourg align with our clients’ priorities by using a simple and transparent fee structure and recognised European custodians. It’s the people that make the Fisher purpose possible, and to help our employees meet their long-term goals, we offer an array of benefits, including: 100% paid premiums for our top-tier supplemental healthcare and dental plans for employees and their qualified dependents 28 days annual leave, with the ability to purchase up to 3 additional days per year, plus up to 11 paid holidays Enhanced maternity pay package with 26 weeks’ top up to full base pay for eligible employees $10,000* fertility, hormonal health and family-forming benefit A retirement pension plan, featuring a 9% company pension contribution of your base pay and an additional company match of up to 5% of base pay Monthly gym subsidy of up to €50 per month Employee Assistance Program and other emotional wellbeing services A collaborative working environment that practices ongoing training, educational support and employee appreciation events This is an in-office role. Based on your role, tenure, and performance eligibility you may have the opportunity to participate in our hybrid work from home program. This program is subject to change. *Employees residing outside of the US will be eligible for the $10,000 equivalent in their local currency. FISHER INVESTMENTS LUXEMBOURG IS AN EQUAL OPPORTUNITY EMPLOYER
-
Compliance Officer
5 days ago
Dublin, Ireland Fisher Investments UK Full timeOverview Fisher Investments Luxembourg – Dublin Branch (in Dublin, Ireland) is a wealth manager offering portfolio management tailored to clients' long-term goals. FIL is also an insurance intermediary firm. Client assets are held at recognised European custodians and sub-managed by Fisher Investments Luxembourg parent company, Fisher Investments in the...
-
Compliance Officer
18 hours ago
Dublin, Ireland Bullfinch Recruitment Full timeAre you a compliance professional with a knack for navigating complex regulations? Do you have a passion for ensuring businesses operate responsibly while embracing innovation? Our client is on the hunt for a Compliance Officer to join their team and lead the charge in maintaining their reputation as a trusted, compliant operator in the regulated gambling...
-
Senior Compliance Officer
7 days ago
Dublin, Ireland Robert Walters Ireland Full timeRobert Walters is excited to announce that they are working with a thriving financial services institution in Dublin who are looking for a Senior Compliance Officer to join the team. Based in Dublin as a Senior Compliance Officer you will be leading and enhancing the Compliance Framework. You'll work closely with senior leadership, mentor a talented team,...
-
Risk & Compliance Officer
6 days ago
Dublin, Ireland Russell Brennan Keane Full timeOur client, a Dublin based Credit Union, is seeking to recruit a Risk and Compliance Officer. The role provides an excellent opportunity in managing the risk and compliance function and supporting the embedding of the Data Protection culture in the credit union. The Role The Risk & Compliance Officer will be accountable for the management, implementation and...
-
Chief Compliance Officer
1 week ago
Dublin, Ireland Hudson River Trading Full timeHudson River Trading (HRT) is looking for an experienced Chief Compliance Officer to join the Compliance team in our Dublin office. This role requires expertise in European regulation, specifically within algorithmic trading. The ideal candidate will be proactive, collaborative, and capable of leading a team. A strong understanding of Irish and European...
-
Compliance Monitoring Officer
5 days ago
Dublin, Ireland SEI Investments Company Full timeSEI Investments is a leading global provider of asset management and investment technology solutions.The company’s innovative solutions help corporations, financial institutions, financial advisors, and affluent families create and manage wealth. SEI is a people focused organization which encourages and recognizes employee development as being a critical...
-
Compliance Officer
1 week ago
Dublin, Ireland J.P MORGAN S.E Dublin Branch Full timeJob Description We are seeking to hire a regulatory Compliance professional at Associate level to join the J.P. Morgan Ireland Compliance team based in Dublin. This is a fantastic opportunity for a self-motivated, control minded individual to develop their career within a leading global financial services firm and gain broad exposure to dynamic multifaceted...
-
Compliance Officer
1 week ago
Dublin, Ireland Robert Walters Ireland Full timeA funds company are looking for a compliance officer to join their Dublin team. Reporting to the head of compliance, you will be working very closely with them on both day to day regulatory compliance tasks as well as ad hoc compliance projects in relation to compliance oversight. The company operates a hybrid model of 3 days per week in the office and 2...
-
▷ Immediate Start! Compliance officer
3 days ago
Dublin, Ireland September Consulting Ltd Full timeAre you passionate about compliance and risk management? Are you ready to take on a role that offers autonomy, flexibility, and the chance to make a real impact across Ireland? We have the perfect opportunity for you! Position: Compliance Officer Location: Dublin (with nationwide travel) Salary: Up to €40,000 Job Purpose: As a Compliance Officer,...
-
(15h Left) Compliance Officer
1 week ago
Dublin, Ireland RIPPLING PEOPLE CENTER Full timeRippling gives businesses one place to run HR, IT, and Finance. It brings together all of the workforce systems that are normally scattered across a company, like payroll, expenses, benefits, and computers. For the first time ever, you can manage and automate every part of the employee lifecycle in a single system. Take onboarding, for example. With...
-
▷ 15h Left! Compliance Officer
6 days ago
Dublin, Ireland Eirkoo Full timeEirkoo are representing a fast growing financial advisory firm who are looking to bring in a compliance professional who is looking to excel their career. The role offers excellent exposure to someone looking to develop further in a financial services/MIFID company. The role reports into an excellent head of compliance who has great knowledge of the industry...
-
Compliance Sanctions Officer
6 days ago
Dublin, Ireland Citigroup Inc. Full timeAre you looking for a career move that will put you at the heart of a global financial institution? Shape your career with Citi in Dublin. By joining Citi, you will become part of a global organisation whose mission is to serve as a trusted partner to our clients by responsibly providing financial services that enable growth and economic progress. Citi has...
-
Senior Risk
1 week ago
Dublin, Ireland Elysearch & Placement Ltd Full timeJob Title: Senior Risk & Compliance Officer - Insurance Location:Hybrid, Dublin South Job Type:Full-time Permanent COMPANY OVERVIEW: Our client is Ireland's fastest growing and most innovative online insurance broker with an exciting new opportunity for an expert Risk & Compliance Officer to join their growing team. They are leading the field through...
-
▷ 3 Days Left! Compliance Officer
5 days ago
Dublin, Ireland Allied Irish Banks Full timeGoodbody is a leading financial services firm, committed to serving and growing client relationships for 150 years. We are a full service, investment-led business offering wealth management, asset management, investment banking and private equity services. Our staff of over 400 work in offices across Dublin, London, Cork and Galway. We’re proud to offer...
-
Urgent Search: Compliance Monitoring Officer
1 week ago
Dublin, Ireland SEI1GLOBAL Full timeSEI Investments is a leading global provider of asset management and investment technology solutions. The company’s innovative solutions help corporations, financial institutions, financial advisors, and affluent families create and manage wealth. SEI is a people focused organization which encourages and recognizes employee development as being a critical...
-
[High Salary] Senior Compliance Officer
18 hours ago
Dublin, Ireland Fisher Investments Full timeThe Fisher Investments Ireland (“FII”) Senior Compliance Officer leads significant aspects of the FII Compliance Framework. Reporting to the Chief Compliance Officer (“CCO”), you will review the effectiveness of core pieces of the Compliance Framework, analyse and identify any areas of improvement or development, and implement necessary changes....
-
Compliance Officer
7 days ago
Dublin, Ireland JPMorgan Chase & Co. Full timeWe are seeking to hire a regulatory Compliance professional at Associate level to join the J.P. Morgan Ireland Compliance team based in Dublin. This is a fantastic opportunity for a self-motivated, control-minded individual to develop their career within a leading global financial services firm and gain broad exposure to dynamic multifaceted financial...
-
Senior Compliance Officer
1 week ago
Dublin, Ireland Fisher Investments Full timeThe Fisher Investments Ireland (“FII”) Senior Compliance Officer leads significant aspects of the FII Compliance Framework. Reporting to the Chief Compliance Officer (“CCO”), you will review the effectiveness of core pieces of the Compliance Framework, analyse and identify any areas of improvement or development, and implement necessary changes....
-
▷ 3 Days Left: Chief Compliance Officer
7 days ago
Dublin, Ireland ACC - Association of Corporate Counsel Full timeCompany: Smurfit Westrock, the global leader in sustainable paper and packaging, operates in 40 countries with more than 100,000 employees, 500 converting operations, and 63 mills. As a trusted partner to customers across the world and with the circular economy at the core of their business model, Smurfit Westrock provides an unparalleled portfolio of...
-
Only 24h Left: Compliance Monitoring Officer
7 days ago
Dublin, Ireland SEI Investments Company Full timeSEI Investments is a leading global provider of asset management and investment technology solutions. The company’s innovative solutions help corporations, financial institutions, financial advisors, and affluent families create and manage wealth. SEI is a people-focused organization which encourages and recognizes employee development as being a critical...