Compliance Officer

12 hours ago


Dublin, Ireland JPMorgan Chase & Co. Full time

We are seeking to hire a regulatory Compliance professional at Associate level to join the J.P. Morgan Ireland Compliance team based in Dublin. This is a fantastic opportunity for a self-motivated, control-minded individual to develop their career within a leading global financial services firm and gain broad exposure to dynamic multifaceted financial sectors, products, and markets. The Compliance function is a central pillar of J.P. Morgan’s second line of defense, operating on a local, regional, and global level that helps the firm grow its business in a responsible way by anticipating and assessing new and emerging risks, using expert judgement to solve real-world challenges that impact our company, customers, stakeholders, and communities.

As a Compliance Officer - Associate within the Ireland Compliance Team, you will report into a Head of Compliance (PCF-12) role holder, and be afforded the opportunity to develop your career within a leading global financial services firm and gain exposure to multifaceted sectors, products, and markets. The role will suit an enthusiastic and driven Compliance professional that enjoys working in a more generalized role within a dynamic business environment. A strong emphasis is placed on teamwork and as part of the team, you will also be able to gain exposure and contribute to legal entity, local, regional, and global initiatives, in addition to being part of local and firm-wide community, diversity, equity, and inclusion initiatives. The role is a Controlled Function CF-2 under the Central Bank of Ireland’s Fitness and Probity Regime. As such, you are expected to understand and comply with the standards at all times.

Job responsibilities:

- Actively contributes, promotes, and demonstrates strong teamwork and collaboration mindset.
- Contributes to the execution of annual Legal Entity Compliance Plans.
- Contributes and assists in regulatory engagement and oversight.
- Prepares internal committee and Board reporting.
- Undertakes Monitoring and assurance reviews.
- Coordinates and contributes to Policy and Procedure preparation and review.
- Contributes to 2^nd line risk assessments.
- Promotes a strong Compliance culture in the organization with engagement and oversight, and challenge where necessary relating to business, regulatory, and conduct matters.
- Manages the resolution of general internal ad-hoc queries across all three lines of defense teams and functions.
- Applies and keeps abreast of regulatory change, industry trends, and analysis of regulatory and market developments.
- Participates in regional, line of business, and firm-wide initiatives and global practices.

Required qualifications, capabilities, and skills:

- 2+ years of Compliance related experience.
- Knowledge of EU and Irish financial services regulations, Individual Accountability Framework/Fitness & Probity, and Outsourcing requirements.
- Attention to detail; excellent organizational and planning skills.
- Strong communication, interpersonal, multi-tasking, and stakeholder management skills, and able to demonstrate a solution-focused risk management decision-making mindset in a fast-paced working environment.
- Deliver results with a high level of professionalism, self-motivation, and integrity.
- Strong team player with a proactive approach.
- Experienced problem-solving and decision-making ability with an ability to work on own initiative and as part of a high-performing team.
- Proficient in MS Office (Outlook, Excel, Word, PowerPoint, etc.).

Preferred qualifications, capabilities, and skills:

- Previous proficiency of regulatory engagement would be advantageous.
- Industry and product knowledge of Fintech, Payments, and/or Funds industry would also be desirable.
- Professional Compliance qualifications e.g. Professional Diploma in Compliance (LCI) or working towards/willingness to complete.

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