▷ Urgent Senior Compliance Officer

10 hours ago

Dublin, Ireland Fisher Investments UK Full time

Overview

The Fisher Investments Ireland (“FII”) Senior Compliance Officer leads significant aspects of the FII Compliance Framework. Reporting to the Chief Compliance Officer (“CCO”), you will review the effectiveness of core pieces of the Compliance Framework, analyse and identify any areas of improvement or development, and implement necessary changes. Compliance Monitoring will be a primary function of this role, among other responsibilities.

To achieve their goals, you will work closely with the other FII Compliance team members, other Fisher Compliance teams, and Senior Management across the Group.

The Opportunity:

As a senior member of this team, you will lead and implement evolutions in the Compliance Framework, drawing from experience, to enhance the existing programmes. You will work within the global Fisher compliance department to promote standardization. You will perform much of the daily monitoring and testing of the Compliance Monitoring Programme, and lead other non-AML aspects of this Framework including risk management, governance, reporting, training, and regulatory requests. You will also deputise for the CCO, collaborating with internal audit, senior management, regulators and other external parties on regulatory matter and governance fora. You will lead by example, providing guidance, coaching and assistance to junior members of the team.

The Day-to-Day:

- Lead and manage the Compliance Monitoring Programme to effectively evaluate our compliance to it’s obligations under MiFID II and evaluate effectiveness of procedures
- Coordinate the full monitoring and testing lifecycle from development of the Annual Plan, model testing criteria, performance of the testing, drafting of review reports, to the delivery of Management Information to the appropriate governance fora
- Manage and deliver regulatory requests for information e.g. Common Supervisory Actions, within timelines and with necessary internal review and approvals
- Ensure prompt filing of all regulatory filings and returns
- Collaborate across all departments within the Compliance Programme which may include IT, and Finance, Third-party Vendors and our users
- Proactively manage changes in the Compliance Framework arising from regulatory changes, identify potential issues, and implement effective processes
- Create documentation supporting Compliance Framework components and record-keeping requirements, so compliance can be demonstrated easily
- Coach, mentor, motivate and oversee program team members and contractors, and use your influence to create a positive impact
- Work with Senior Management partnering to provide guidance, assurance, oversight, and promote the effectiveness of the Compliance Framework

Your Qualifications:

- Bachelor’s Degree or equivalent combination of education and experience required
- 8+ years of experience in 2nd line role within a regulated financial services entity
- Excellent oral and written communication skills
- Comfortable working both independently and in a team-oriented, collaborative environment
- Dynamic and able to support shifting priorities and timelines proactively
- Past success eliciting cooperation from different sources, including senior management, internal clients, and other departments
- Able to classify and prioritize work balancing various concurrent tasks
- Display sound discretion and good judgment regarding confidential matters
- Comfortable working cross-functionally with different departments across the company

Why Fisher Investments Ireland:

The global Fisher organisation distinguishes itself by putting clients first, providing unmatched service, and taking a personalised approach to investing. You can feel confident knowing that Fisher Investments and Fisher Investments Ireland align with our clients’ priorities by using a simple and transparent fee structure and recognised European custodians.

It’s the people that make the Fisher purpose possible, and to help our employees meet their long-term goals, we offer an array of benefits, including:

- 100% paid premiums for our top-tier supplemental healthcare and dental plans for employees and their qualified dependents
- 28 days annual leave, with the ability to purchase up to 3 additional days per year, plus up to 11 paid holidays
- Enhanced maternity pay package with 26 weeks’ top up to full base pay for eligible employees
- $10,000* fertility, hormonal health and family-forming benefit
- A retirement pension plan, featuring a 9% company pension contribution of your base pay and an additional company match of up to 5% of base pay
- Monthly gym subsidy of up to €50 per month
- Employee Assistance Program and other emotional wellbeing services
- A collaborative working environment that practices ongoing training, educational support and employee appreciation events

*Employees residing outside of the US will be eligible for the $10,000 equivalent in their local currency.

FISHER INVESTMENTS IRELAND IS AN EQUAL OPPORTUNITY EMPLOYER

#J-18808-Ljbffr

  • Senior Compliance Officer

    1 week ago

    Dublin, Ireland Robert Walters Ireland Full time

    Robert Walters is excited to announce that they are working with a thriving financial services institution in Dublin who are looking for a Senior Compliance Officer to join the team. Based in Dublin as a Senior Compliance Officer you will be leading and enhancing the Compliance Framework. You'll work closely with senior leadership, mentor a talented team,...

  • Compliance Officer

    7 days ago

    Dublin, Ireland Fisher Investments UK Full time

    Overview Fisher Investments Luxembourg – Dublin Branch (in Dublin, Ireland) is a wealth manager offering portfolio management tailored to clients' long-term goals. FIL is also an insurance intermediary firm. Client assets are held at recognised European custodians and sub-managed by Fisher Investments Luxembourg parent company, Fisher Investments in the...

  • Senior Risk

    2 weeks ago

    Dublin, Ireland Elysearch & Placement Ltd Full time

    Job Title: Senior Risk & Compliance Officer - Insurance Location:Hybrid, Dublin South Job Type:Full-time Permanent COMPANY OVERVIEW: Our client is Ireland's fastest growing and most innovative online insurance broker with an exciting new opportunity for an expert Risk & Compliance Officer to join their growing team. They are leading the field through...

  • [High Salary] Senior Compliance Officer

    3 days ago

    Dublin, Ireland Fisher Investments Full time

    The Fisher Investments Ireland (“FII”) Senior Compliance Officer leads significant aspects of the FII Compliance Framework. Reporting to the Chief Compliance Officer (“CCO”), you will review the effectiveness of core pieces of the Compliance Framework, analyse and identify any areas of improvement or development, and implement necessary changes....

  • Senior Compliance Officer

    1 week ago

    Dublin, Ireland Fisher Investments Full time

    The Fisher Investments Ireland (“FII”) Senior Compliance Officer leads significant aspects of the FII Compliance Framework. Reporting to the Chief Compliance Officer (“CCO”), you will review the effectiveness of core pieces of the Compliance Framework, analyse and identify any areas of improvement or development, and implement necessary changes....

  • Urgent Search: Compliance Monitoring Officer

    2 weeks ago

    Dublin, Ireland SEI1GLOBAL Full time

    SEI Investments is a leading global provider of asset management and investment technology solutions. The company’s innovative solutions help corporations, financial institutions, financial advisors, and affluent families create and manage wealth. SEI is a people focused organization which encourages and recognizes employee development as being a critical...

  • Risk & Compliance Officer

    1 week ago

    Dublin, Ireland Russell Brennan Keane Full time

    Our client, a Dublin based Credit Union, is seeking to recruit a Risk and Compliance Officer. The role provides an excellent opportunity in managing the risk and compliance function and supporting the embedding of the Data Protection culture in the credit union. The Role The Risk & Compliance Officer will be accountable for the management, implementation and...

  • Compliance Officer

    3 days ago

    Dublin, Ireland Bullfinch Recruitment Full time

    Are you a compliance professional with a knack for navigating complex regulations? Do you have a passion for ensuring businesses operate responsibly while embracing innovation? Our client is on the hunt for a Compliance Officer to join their team and lead the charge in maintaining their reputation as a trusted, compliant operator in the regulated gambling...

  • ▷ (15h Left) Compliance Officer

    2 weeks ago

    Dublin, Ireland Fisher Investments Full time

    Fisher Investments Luxembourg – Dublin Branch (in Dublin, Ireland) is a wealth manager offering portfolio management tailored to clients' long-term goals. FIL is also an insurance intermediary firm.  Client assets are held at recognised European custodians and sub-managed by Fisher Investments Luxembourg parent company, Fisher Investments in the United...

  • (15h Left) Compliance Officer

    2 weeks ago

    Dublin, Ireland RIPPLING PEOPLE CENTER Full time

    Rippling gives businesses one place to run HR, IT, and Finance. It brings together all of the workforce systems that are normally scattered across a company, like payroll, expenses, benefits, and computers. For the first time ever, you can manage and automate every part of the employee lifecycle in a single system. Take onboarding, for example. With...

  • ▷ Immediate Start! Compliance officer

    6 days ago

    Dublin, Ireland September Consulting Ltd Full time

    Are you passionate about compliance and risk management? Are you ready to take on a role that offers autonomy, flexibility, and the chance to make a real impact across Ireland? We have the perfect opportunity for you! Position: Compliance Officer Location: Dublin (with nationwide travel) Salary: Up to €40,000 Job Purpose: As a Compliance Officer,...

  • Compliance Officer

    3 days ago

    Dublin, Ireland Fisher Investments Full time

    Fisher Investments Luxembourg – Dublin Branch (in Dublin, Ireland) is a wealth manager offering portfolio management tailored to clients' long-term goals. FIL is also an insurance intermediary firm.  Client assets are held at recognised European custodians and sub-managed by Fisher Investments Luxembourg parent company, Fisher Investments in the United...

  • [Urgent] Regional Quality and Compliance Senior Manager

    1 week ago

    Dublin, Ireland Siapartners Full time

    Regional Quality and Compliance Senior Manager - Full-time Sia Partners is a next-generation consulting firm focused on delivering superior value and tangible results to clients as they navigate the digital revolution. Our global footprint and expertise in more than 40 sectors and services allow us to enhance our clients' businesses worldwide. We guide...

  • Chief Compliance Officer

    2 weeks ago

    Dublin, Ireland Hudson River Trading Full time

    Hudson River Trading (HRT) is looking for an experienced Chief Compliance Officer to join the Compliance team in our Dublin office. This role requires expertise in European regulation, specifically within algorithmic trading. The ideal candidate will be proactive, collaborative, and capable of leading a team. A strong understanding of Irish and European...

  • ▷ Immediate Start: Senior House Officer in Paediatric Surgery

    5 days ago

    Dublin, Ireland OASIS Group Full time

    Senior House Officer in Paediatric Surgery - July 2025 - Dublin, Ireland - Fixed Term, Full time Who We Are (CHI) is leading on the clinical and operational transformation of acute paediatric healthcare and consists of hospitals at Crumlin, Temple Street and Tallaght as well as an Urgent Care Centre at Connolly hospital in Blanchardstown. Skills and...

  • Compliance Monitoring Officer

    7 days ago

    Dublin, Ireland SEI Investments Company Full time

    SEI Investments is a leading global provider of asset management and investment technology solutions.The company’s innovative solutions help corporations, financial institutions, financial advisors, and affluent families create and manage wealth. SEI is a people focused organization which encourages and recognizes employee development as being a critical...

  • ▷ (Immediate Start) Senior Risk Manager

    2 weeks ago

    Dublin, Ireland Mason Blake Full time

    Our client, a high-performing Investment Management house, is looking for a Senior Risk Manager to join their Risk Team. Based at their offices in Dublin, the successful candidate will report directly to stakeholders within the risk and investment teams, whilst being responsible for the following duties: - Ensuring risk is effectively managed and monitored,...

  • Compliance Sanctions Officer

    1 week ago

    Dublin, Ireland Citigroup Inc. Full time

    Are you looking for a career move that will put you at the heart of a global financial institution? Shape your career with Citi in Dublin. By joining Citi, you will become part of a global organisation whose mission is to serve as a trusted partner to our clients by responsibly providing financial services that enable growth and economic progress. Citi has...

  • ▷ (Urgent) Head of Payment Advisory Compliance

    1 week ago

    Dublin, Ireland Us Bank Full time

    At U.S. Bank, we’re on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions, enabling the communities we support to grow and succeed in the right ways, all more confidently and more often—that’s what we call the courage to thrive. We believe it takes all of us to bring our shared...

  • ▷ 3 Days Left: Chief Compliance Officer

    1 week ago

    Dublin, Ireland ACC - Association of Corporate Counsel Full time

    Company: Smurfit Westrock, the global leader in sustainable paper and packaging, operates in 40 countries with more than 100,000 employees, 500 converting operations, and 63 mills. As a trusted partner to customers across the world and with the circular economy at the core of their business model, Smurfit Westrock provides an unparalleled portfolio of...