
Chief Compliance Professional
19 hours ago
Role Overview
Cantor Fitzgerald Ireland is a leading global financial services firm with offices and trading desks in major financial service centres worldwide.
We are seeking an experienced Compliance professional to join our team. The successful candidate will be responsible for delivering relevant aspects of the Compliance Framework and Compliance Plan.
- Provide regulatory advice to the first line of defence on an ad hoc basis or via project working groups.
- Deliver training to the business in line with the Compliance teams annual training plan.
- Prepare periodic reports for the Chief Compliance Officer.
- Assist Senior Managers in review and update of all relevant policies and procedures.
- Perform gap analysis on incoming changes to regulation and communicate changes to the business.
The ideal candidate will have previous experience in a MIFID Firm, funds experience, and a minimum of 5 years Compliance or Risk experience.
Essential Skills and Qualifications
- Effective communication skills
- Ability to provide practical solutions to complex problems
- Strong IT skills, including Microsoft applications
Preferred Qualifications
- Professional Diploma in Compliance or willingness to complete same over time
- A Third level qualification in a discipline such as business/law
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