
Highly Regulated Industry Specialist
2 days ago
In the ever-evolving landscape of asset management, ensuring regulatory compliance is paramount. Our organization seeks a meticulous Compliance Officer to safeguard our business operations.
This role involves creating and reviewing reports for external stakeholders, participating in full compliance monitoring reviews, and maintaining a thorough understanding of regulatory updates.
Responsibilities:- Reporting and Compliance: Develop and review reports to keep stakeholders informed about our business practices.
- Compliance Monitoring: Collaborate with teams to conduct regular compliance reviews, identify areas for improvement, and implement necessary measures.
- Regulatory Updates: Stay up-to-date on emerging regulations and provide guidance to relevant teams.
- Advice and Guidance: Offer expert advice on compliance matters to internal stakeholders.
- Policies and Procedures: Assist in developing and updating policies to ensure alignment with regulatory requirements.
- Delegates Oversight: Provide oversight and guidance to delegated personnel on regulatory obligations.
- Previous Experience: 2+ years of experience in a compliance or regulatory role within an asset management company or similar industry.
- Regulatory Knowledge: Strong knowledge of regulatory frameworks governing asset management companies is essential.
- Technical Skills: Proficient in Microsoft Office applications.
- Problem Solving Skills: Excellent analytical and problem-solving skills are required.
- Relationship Building: Ability to build strong relationships with colleagues and stakeholders.
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