
Chief Regulatory Compliance Officer
2 weeks ago
This role plays a crucial part in maintaining the integrity of financial transactions across global operations and technology teams.
- Senior Point of Contact for Belfast, overseeing transaction reporting queries across various departments.
- Development and implementation of compliance policies and procedures to ensure adherence to regulatory standards.
- Providing expert guidance on interpreting transaction reporting rules, including EMIR, MiFID, and other relevant regulations.
- Preparing and submitting comprehensive compliance reports to senior management and regulatory authorities.
The successful candidate will possess:
- Demonstrable experience in regulatory reporting/transaction reporting within the financial services sector.
- A deep understanding of key regulations, preferably including MiFID and EMIR.
- Work experience in operational risk or compliance positions within financial services.
- Excellent interpersonal and communication skills for building strong relationships with internal and external stakeholders.
Key Responsibilities
* Development and Implementation of Compliance Policies and Procedures
* Advising on Transaction Reporting Rules
* Preparation and Submission of Compliance Reports
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Senior Regulatory Compliance Officer
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