Regulatory Compliance Expert

1 week ago


Belfast, Ireland beBeeCompliance Full time €65,000 - €85,000
Regulatory Compliance Expert

A leading global financial institution is seeking an experienced Regulatory Oversight/Risk and Control Specialist to join their team.

Main Responsibilities:
  • Develop strategic compliance initiatives across market abuse regulations, driving regulatory excellence.
  • Lead remediation efforts on market manipulation, insider trading, and securities fraud, ensuring adherence to regulatory standards.
  • Oversee risk assessment and mapping aligned with RCSA methodology, identifying areas for improvement.
  • Design and implement risk metrics for complex business environments, providing actionable insights.
  • Enhance control frameworks to meet regulatory requirements, mitigating potential risks.
  • Provide expert advisory services to business units on market abuse compliance, fostering a culture of regulatory awareness.
  • Support governance forums with reporting, insights, and remediation tracking, ensuring transparent decision-making.

Key Qualifications:

  • Strong background in regulatory, compliance, or risk & control roles within large financial institutions, with a proven track record of success.
  • Experience in one or more business units such as Markets, Banking, Wealth, or Services, with a deep understanding of market abuse risks and controls.
  • Skilled in risk management practices and control design, with expertise in trade surveillance and information barriers.


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