Senior Regulatory Compliance Professional

About the RoleWe are seeking a talented professional to join our Wealth Management team as a Compliance Senior Associate.This is a key role within our compliance function, where you will play a vital part in ensuring that we meet our regulatory requirements, particularly under MiFID regulations.Contribute to the development and implementation of our...

Senior Regulatory Compliance OfficerWe are seeking a skilled and experienced Senior Regulatory Compliance Officer to join our team.About the Role:The Senior Regulatory Compliance Officer will play a crucial role in ensuring that our organization adheres to all relevant laws, regulations, and industry standards. This will involve developing and implementing...

Business Objective:We are seeking an experienced professional to join our Regulatory Relationship Team as a Regulatory Compliance Consultant. This role will involve supporting the team in meeting regulatory requirements and expectations to achieve strategic objectives.The successful candidate will have strong relationship management skills, excellent...

Compliance Lead OpportunityThis is an exciting opportunity to join our organization as a Compliance Manager, reporting to the Managing Director.Develop and manage a compliance framework, ensuring regulatory obligations are met and providing assurance on controls.Act as Subject Matter Expert on regulatory matters and ensure compliance with data protection...

Job DescriptionThis is a key role working within the second line of defence function, established within the risk management area. The ideal candidate will have a strong understanding of regulatory compliance and be able to provide accurate advice on banking regulations, directives, standards, and guidelines.The successful candidate will assist in reviewing...

Job Title: Quality Assurance SpecialistWe are seeking a highly skilled Quality Assurance Specialist to join our team.This role involves reviewing and approving Master Batch Records, Electronic Batch Records, production documentation, and SOPs to ensure accuracy and compliance with cGMPs and company procedures.The selected candidate will provide presence on...

Commission Regulation SpecialistThis role involves ensuring that utility companies adhere to regulatory guidelines and standards. The Commission Regulation Specialist will be responsible for developing and implementing regulatory frameworks for utilities, ensuring compliance with EU directives and national legislation.Key Responsibilities:Develop and...

Job Summary:The objective of this role is to deliver, coordinate and continuously develop an effective compliance management framework that provides the tools to enable FNZ to identify, assess, control and monitor conduct and regulatory risk.This Compliance Manager will work in the second line of defence, bringing both experience and knowledge of regulatory...

Senior Compliance Officer Job DescriptionOur client is seeking an experienced Senior Compliance Officer to join their team. As a Senior Compliance Officer, you will be responsible for ensuring that the company's compliance program is effective and efficient in achieving its objectives.The ideal candidate will have a strong understanding of regulatory...

Regulatory Risk/ Compliance Senior ManagerSave job* Play a key role in developing and growing the Regulatory Compliance service line within a highly respected risk advisory practice, collaborating with talented professionals across departments.* Enjoy exposure to a wide range of projects and clients in the financial services industry, allowing you to broaden...