Compliance and Risk Oversight
6 days ago
About the Role:
This role requires a highly experienced and skilled individual who can effectively manage risk within the funds under management. The successful candidate will have a strong understanding of risk management frameworks, regulatory requirements, and the ability to work collaboratively with various stakeholders.
Responsibilities and Duties:
- Ensure adherence to risk management frameworks and regulatory requirements.
- Measure, manage, and monitor risk profiles in line with risk appetite and RMPs.
- Prepare board reports on investment risk oversight.
- Review investment breaches and present incident reports to the board.
- Collaborate with stakeholders to identify issues and find solutions.
- Review liquidity risk characteristics and current liquidity levels.
- Conduct stress tests and risk analysis to identify associated risks.
- Execute delegate oversight requirements and review/policy approval.
- Update policies allocated to fund risk function ownership.
- Secure Board approval for risk profiles prior to fund launches and proposed changes.
- Perform onboarding procedures for new fund launches.
- Provide forward-looking risk advice to Investment/Portfolio Managers and boards.
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