Compliance Oversight Supervisor

3 days ago


Dublin, Dublin City, Ireland U.S. Bank Full time

As a Compliance Oversight Supervisor, you will play a critical role in ensuring the effective implementation of AML policies and procedures within the Investor Services team.

About the Role

This key position requires a strong understanding of AML regulations, compliance procedures, and risk management principles. The successful candidate will have excellent analytical and problem-solving skills.

Key Responsibilities
  • Oversee the review of AML outstanding on a monthly basis and reporting and escalation of aged items.
  • Carry out remediation of AML documentation where necessary.
  • Collaborate closely with other departments, including Transfer Agency, MLRO, and Compliance Team.
Requirements
  • 3rd level qualification in a relevant field.
  • Minimum 3-5 years' experience in Investor Services/Onboarding.
  • Extensive knowledge of AML principles and procedures.
  • Excellent analytical and problem-solving skills.


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