Compliance Officer

23 hours ago


Dublin, Ireland Eirkoo Full time

Eirkoo are representing a fast growing financial advisory firm who are looking to bring in a compliance professional who is looking to excel their career. The role offers excellent exposure to someone looking to develop further in a financial services/MIFID company. The role reports into an excellent head of compliance who has great knowledge of the industry to learn from. The role will be two days in office in the beginning and can be flexible after that, with flexible hours on offer too. Role Responsibilities: *Contribute effectively to compliance risk assessments and to the production of an annual compliance plan; *Promote and develop consumer protections with particular reference to product governance, suitability & appropriateness, etc.; *Perform compliance monitoring and oversight reviews (including reviews of the Companys outsourcing and delegation arrangements, AML arrangements, etc.), document results and propose enhancements where identified; *Maintain an acute awareness of legislative developments and regulatory expectations; *Assist with the identification, interpretation and analysis of existing and upstream legislation, which may impact on the Company's business and/or clients; *Assist with the management of key projects from the initiation and planning stages through to execution and completion; *Support the Company with the development, implementation and management of the Company's compliance policies and procedures; *Review and assess compliance breaches and work with the Company to remediate and resolve any identified issues; *Assist with the management of external relations e.g. Central Bank of Ireland, FSPO, External Auditors, etc.; *Support the production and reporting of succinct management information to the Board; *Contribute to maintaining a risk-aware compliance culture; Requirements: *2-3+ years experience working in a compliance/regulatory environment with a financial services or consulting firm; *An understanding and clear appreciation of the importance of the Compliance & Risk function in a financial advisory group; *An ability to identify key tasks and prioritise effective execution; *Experience in implementing a risk-based compliance plan; *Experience in executing and documenting compliance monitoring & oversight reviews; *A clear, detailed, logical approach with excellent record keeping and the ability to work with little supervision is essential; *Good knowledge of the broader EU regulatory framework, including MiFID II, CRD, IDR, CMCAR (desired not required) Skills: compliance risk fs Benefits: bonus pension more


  • Compliance Officer

    2 weeks ago


    Dublin, Ireland Fisher Investments UK Full time

    Overview Fisher Investments Luxembourg – Dublin Branch (in Dublin, Ireland) is a wealth manager offering portfolio management tailored to clients' long-term goals. FIL is also an insurance intermediary firm. Client assets are held at recognised European custodians and sub-managed by Fisher Investments Luxembourg parent company, Fisher Investments in the...

  • Compliance Officer

    7 days ago


    Dublin, Ireland Bullfinch Recruitment Full time

    Are you a compliance professional with a knack for navigating complex regulations? Do you have a passion for ensuring businesses operate responsibly while embracing innovation? Our client is on the hunt for a Compliance Officer to join their team and lead the charge in maintaining their reputation as a trusted, compliant operator in the regulated gambling...


  • Dublin, Ireland Robert Walters Ireland Full time

    Robert Walters is excited to announce that they are working with a thriving financial services institution in Dublin who are looking for a Senior Compliance Officer to join the team. Based in Dublin as a Senior Compliance Officer you will be leading and enhancing the Compliance Framework. You'll work closely with senior leadership, mentor a talented team,...


  • Dublin, Ireland Russell Brennan Keane Full time

    Our client, a Dublin based Credit Union, is seeking to recruit a Risk and Compliance Officer. The role provides an excellent opportunity in managing the risk and compliance function and supporting the embedding of the Data Protection culture in the credit union. The Role The Risk & Compliance Officer will be accountable for the management, implementation and...


  • Dublin, Ireland Russell Brennan Keane Full time

    Our client, a Dublin based Credit Union, is seeking to recruit a Risk and Compliance Officer. The role provides an excellent opportunity in managing the risk and compliance function and supporting the embedding of the Data Protection culture in the credit union. The Role The Risk & Compliance Officer will be accountable for the management, implementation and...


  • Dublin, Ireland Hudson River Trading Full time

    Hudson River Trading (HRT) is looking for an experienced Chief Compliance Officer to join the Compliance team in our Dublin office. This role requires expertise in European regulation, specifically within algorithmic trading. The ideal candidate will be proactive, collaborative, and capable of leading a team. A strong understanding of Irish and European...


  • Dublin, Ireland SEI Investments Company Full time

    SEI Investments is a leading global provider of asset management and investment technology solutions.The company’s innovative solutions help corporations, financial institutions, financial advisors, and affluent families create and manage wealth. SEI is a people focused organization which encourages and recognizes employee development as being a critical...

  • Compliance Officer

    2 weeks ago


    Dublin, Ireland J.P MORGAN S.E Dublin Branch Full time

    Job Description We are seeking to hire a regulatory Compliance professional at Associate level to join the J.P. Morgan Ireland Compliance team based in Dublin. This is a fantastic opportunity for a self-motivated, control minded individual to develop their career within a leading global financial services firm and gain broad exposure to dynamic multifaceted...

  • Compliance Officer

    2 weeks ago


    Dublin, Ireland Robert Walters Ireland Full time

    A funds company are looking for a compliance officer to join their Dublin team. Reporting to the head of compliance, you will be working very closely with them on both day to day regulatory compliance tasks as well as ad hoc compliance projects in relation to compliance oversight. The company operates a hybrid model of 3 days per week in the office and 2...


  • Dublin, Ireland September Consulting Ltd Full time

    Are you passionate about compliance and risk management? Are you ready to take on a role that offers autonomy, flexibility, and the chance to make a real impact across Ireland? We have the perfect opportunity for you! Position: Compliance Officer Location: Dublin (with nationwide travel) Salary: Up to €40,000 Job Purpose: As a Compliance Officer,...


  • Dublin, Ireland Fisher Investments Full time

    Fisher Investments Luxembourg – Dublin Branch (in Dublin, Ireland) is a wealth manager offering portfolio management tailored to clients' long-term goals. FIL is also an insurance intermediary firm.  Client assets are held at recognised European custodians and sub-managed by Fisher Investments Luxembourg parent company, Fisher Investments in the United...


  • Dublin, Ireland RIPPLING PEOPLE CENTER Full time

    Rippling gives businesses one place to run HR, IT, and Finance. It brings together all of the workforce systems that are normally scattered across a company, like payroll, expenses, benefits, and computers. For the first time ever, you can manage and automate every part of the employee lifecycle in a single system. Take onboarding, for example. With...


  • Dublin, Ireland Fisher Investments UK Full time

    Overview The Fisher Investments Ireland (“FII”) Senior Compliance Officer leads significant aspects of the FII Compliance Framework. Reporting to the Chief Compliance Officer (“CCO”), you will review the effectiveness of core pieces of the Compliance Framework, analyse and identify any areas of improvement or development, and implement necessary...


  • Dublin, Ireland Eirkoo Full time

    Eirkoo are representing a fast growing financial advisory firm who are looking to bring in a compliance professional who is looking to excel their career. The role offers excellent exposure to someone looking to develop further in a financial services/MIFID company. The role reports into an excellent head of compliance who has great knowledge of the industry...


  • Dublin, Ireland Citigroup Inc. Full time

    Are you looking for a career move that will put you at the heart of a global financial institution? Shape your career with Citi in Dublin. By joining Citi, you will become part of a global organisation whose mission is to serve as a trusted partner to our clients by responsibly providing financial services that enable growth and economic progress. Citi has...


  • Dublin, Ireland Flexjet Full time

    Career Opportunities with Flexjet Europe Careers At Flexjet Europe Current job opportunities are posted here as they become available. Subscribe to our RSS feeds to receive instant updates as new positions become available. The Compliance Support Officer enables the day-to-day management and delivery of the Compliance Monitoring Programme and supports...

  • Senior Risk

    2 weeks ago


    Dublin, Ireland Elysearch & Placement Ltd Full time

    Job Title: Senior Risk & Compliance Officer - Insurance Location:Hybrid, Dublin South Job Type:Full-time Permanent COMPANY OVERVIEW: Our client is Ireland's fastest growing and most innovative online insurance broker with an exciting new opportunity for an expert Risk & Compliance Officer to join their growing team. They are leading the field through...

  • Senior Risk

    23 hours ago


    Dublin, Ireland Elysearch & Placement Ltd Full time

    Job Title: Senior Risk & Compliance Officer - Insurance Location:Hybrid, Dublin South Job Type:Full-time Permanent COMPANY OVERVIEW: Our client is Ireland's fastest growing and most innovative online insurance broker with an exciting new opportunity for an expert Risk & Compliance Officer to join their growing team. They are leading the field through...

  • Compliance Officer

    7 days ago


    Dublin, Ireland Fisher Investments Full time

    Fisher Investments Luxembourg – Dublin Branch (in Dublin, Ireland) is a wealth manager offering portfolio management tailored to clients' long-term goals. FIL is also an insurance intermediary firm.  Client assets are held at recognised European custodians and sub-managed by Fisher Investments Luxembourg parent company, Fisher Investments in the United...


  • Dublin, Ireland Allied Irish Banks Full time

    Goodbody is a leading financial services firm, committed to serving and growing client relationships for 150 years. We are a full service, investment-led business offering wealth management, asset management, investment banking and private equity services. Our staff of over 400 work in offices across Dublin, London, Cork and Galway. We’re proud to offer...