Generalist Compliance Manager

4 weeks ago


Dublin Pike, Ireland Cantor Fitzgerald Ireland Full time

Cantor Fitzgerald Ireland is part of a leading global financial services firm Cantor Fitzgerald. Cantor Fitzgerald has offices and trading desks in all major financial service centres worldwide. We specialise in equities, Investment Banking, Real Estate, Fixed Income and Currencies. Cantor Fitzgerald’s affiliate businesses include: BGC Partners, Inc. (BGC), Newmark (NMRK), and GFI Group (GFI). Cantor Fitzgerald Ireland provides a full suite of investment services, primarily wealth management, fund management, debt capital markets and corporate finance. An exciting opportunity has arisen for a Compliance Manager to work with our team in Dublin.
Role Summary
There is currently a vacant position for a generalist compliance manager within the Compliance Function. This role is suitable for a person ready to step into a managerial role. The Compliance Manager will report to a Senior Manager on the team. This role requires a person who is dynamic, practical and has the ability to get things done. You will work as part of a wider compliance team contributing to the delivery of the annual compliance plan and new business initiatives.

Delivery of relevant aspects of the Compliance Framework and Compliance Plan responsibilities as delegated by the Chief Compliance Officer or Senior Compliance staff.

Provide regulatory advice to the first line of defence on an ad hoc basis or via project working groups.

Deliver training to the business in line with the Compliance team’s annual training plan.

Preparation of periodic reports for the Chief Compliance Officer.

Assist Senior Managers in review and update of all relevant policies and procedures.

Performing gap analysis on incoming changes to regulation and Dear CEO Letters and communicating changes to the business.

Work with the Central Bank of Ireland requests and inspections with the wider Compliance team and business.

Proactively identify issues or enhancements and drive change to completion in collaboration with other departments in the business.

Requirements

Previous experience in a MIFID Firm preferable.

Funds experience preferable.

Minimum of 5 years Compliance or Risk experience.

Understanding of applicable regulations to Cantor Fitzgerald Ireland.

Previous experience dealing with the Central Bank of Ireland preferable.

Willingness to learn, ambitious and a team player.

Skills

Must be an effective communicator.

Ability to provide practical solutions to complex problems.

Ability to research and apply applicable regulations to the Firm.

Qualifications

Professional Diploma in Compliance or willingness to complete same over time.

A Third level qualification (in business/law is preferable).

Strong IT skills (Microsoft applications).

Willingness to complete additional qualifications to become a subject matter expert on the team.

Note : This is a Control Function (CF2) role as per the Central Bank of Ireland Fitness & Probity Standards.

Seniority level

Mid-Senior level

Employment type

Full-time

Job function

Finance

#J-18808-Ljbffr



  • Dublin, Ireland Cantor Fitzgerald Securities Full time

    Overview Role Summary: There is currently a vacant position for a generalist compliance manager within the Compliance Function. This role is suitable for a person ready to step into a managerial role. The Compliance Manager will report to a Senior Manager on the team. This role requires a person who is dynamic, practical and has the ability to get things...

  • HR Generalist

    4 weeks ago


    Dublin, Ireland Brightwater Full time

    Job Title: HR Generalist (Temporary 1 Month) Location: Citywest, Dublin (Office-based) Contract Type: Temporary / Fixed-Term (1 Month) Salary: €45,000 Hours: Full-time, 37.5 hours per week (7.5 hours per day). Flexible start/finish times between 8:00 18:00. Start Date: As soon as possible, ideally next week Role Overview: We are seeking an experienced HR...


  • Dublin Pike, Ireland FoodCloud Full time

    Join to apply for the Human Resources Generalist role at FoodCloud Join to apply for the Human Resources Generalist role at FoodCloud Get AI-powered advice on this job and more exclusive features. Reporting to: Head of HR and Organisational Development Hours : Full time 37.5 hours per week FoodCloud has a vision for a world where no good food goes to...

  • HR Generalist

    7 hours ago


    Dublin, Ireland Lex Consultancy Ltd Full time

    As a key member of the HR team, the HR Generalist will provide comprehensive day-to-day HR support to managers and employees while ensuring compliance with Irish employment law and company policies. This role requires strong Employee Relations (ER) experience and a proven ability to lead HR processes from start to finish. You will work closely with the HR...


  • Dublin Pike, Ireland Link Personnel Full time

    Our Client, a large corporate firm based in Dublin City requires a HR Generalist to join their team for a 12 month FTC . This role will report into the Senior HR Manager and you will be managing various HR operational duties . For more info call Emma Skelton on 01 845 6302 now. Benefits: Bonus, Pension, Healthcare, Hybrid working, On-site Gym, bike to work,...


  • Dublin, Ireland Brightwater Full time

    Job Title: HR Generalist Location: Citywest, Dublin (Office-based) Contract Type: Temporary / Fixed-Term Salary: €45,000 - €55,000 Hours: Full-time, 37.5 hours per week (7.5 hours per day). Flexible start/finish times between 8:00 18:00. Start Date: As soon as possible, ideally next week Role Overview: We are seeking an experienced HR Generalist to...

  • HR Generalist

    9 hours ago


    Dublin, Ireland 3d Personnel Full time

    HR GENERALIST Location: DUBLIN 15 Sector: Facilities Management Job Reference: 13599Hours – 37 hours per week. Monday–Thursday: 9:00am–5:00pm, Friday: 9:00am–4:30pm.Are you a proactive, people-focused professional with a passion for building better workplaces?Our client is looking for a driven and detail-oriented HR Generalist to join our team during...


  • Dublin Pike, Ireland Sonya Cooke Careers Full time

    Overview Direct message the job poster from Sonya Cooke Careers This is a varied, practical HR role covering the full employee lifecycle. It’s well-suited to someone who enjoys working autonomously in a corporate setting while staying connected to a collaborative leadership team. You will play a key role in day-to-day HR delivery, with scope to influence...


  • Dublin, Ireland Link Personnel Services Full time

    Our Client, a large corporate firm based in Dublin City requires a HR Generalist to join their team for a 12 month FTC.This role will report into the Senior HR Manager and you will be managing various HR operational duties. For more info call Emma Skelton on now. Salary: DOE Benefits:Bonus, Pension, Healthcare, Hybrid working, On-site Gym, bike to work,...

  • HR Generalist

    4 weeks ago


    Dublin, Ireland Osborne Full time

    Job Title: HR Generalist Part Time Position: 20 hours  Role is based on site during probation – then 1-day WFH Location: Blanchardstown  Are you a driven HR professional looking for your next challenge? We have an exciting opportunity available for a Part-Time HR Generalist to join a fast-paced, high-energy organisation in the construction sector. This...