
Senior Compliance Professional – Global Compliance Leadership
3 days ago
The role is a fantastic opportunity for experienced compliance professionals to step up in a global environment. As Compliance Senior Manager, you will be part of a close-knit team across key global locations.
About the JobThis position reports to the Global Head of Compliance and involves broad exposure to cross-jurisdictional regulations (UK & US). You will provide support on UK and US regulatory matters, oversee the Compliance Monitoring Programme, and coordinate due diligence and investor documentation.
You will also draft and update internal compliance policies, conduct reviews related to transactions and investments, deliver regular compliance updates and training sessions, liaise with regulators and manage audit requests, and work closely with compliance colleagues across jurisdictions.
This mid-senior level full-time position offers a great fit for someone seeking progression and impact.
- Regulatory Compliance: Provide support on UK and US regulatory matters
- Monitoring: Oversee the Compliance Monitoring Programme
- Investor Support: Coordinate due diligence and investor documentation
- Policy & Procedure: Draft and update internal compliance policies
- AML/KYC: Conduct reviews related to transactions and investments
- Training: Deliver regular compliance updates and training sessions
- Regulatory Engagement: Liaise with regulators and manage audit requests
- Team Collaboration: Work closely with compliance colleagues across jurisdictions
This position is ideal for experienced compliance professionals looking to take on new challenges in a global environment.
- Minimum 4 years' experience in compliance or legal roles within financial services or asset management
- Direct experience with UK and/or US regulatory frameworks
- Experience in AML/KYC oversight and policy drafting
- Strong communicator with the ability to work independently and across teams
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