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Financial Services Compliance Expert
3 weeks ago
The MCS Group is seeking a highly motivated and experienced Senior Compliance Manager to join their team.
The ideal candidate will have a proven background in financial planning or wealth management, with experience in drafting and implementing processes and handling a firm's compliance needs.
Key responsibilities include:
- Development and maintenance of robust processes and systems to ensure the firm meets its regulatory obligations consistently.
- Liaising with external compliance consultants to ensure the firm conducts all client-focused work efficiently.
- Building and maintaining audit processes to maintain best practice throughout the advice process.
- Oversight of key Management Information data and fulfillment of ongoing reporting requirements.
The successful candidate will be an 'obsessed' individual with a standard of work, excellent communication skills, and a professional demeanor.
Benefits: A generous overall benefits package, opportunity to work alongside industry leaders, and a dynamic work environment.
As a Senior Compliance Manager, you will play a vital role in ensuring that our business operations are conducted in accordance with relevant laws and regulations. Your expertise will be instrumental in developing and maintaining effective compliance processes, which will help us maintain a strong reputation and build trust with our clients. If you have a passion for compliance and are looking for a challenging role that will allow you to make a meaningful contribution to our organization, we encourage you to apply.
