Financial Planning Compliance Specialist

11 hours ago


Hill of Down, Meath, Ireland beBeeWealthManagement Full time €50,000 - €70,000

The role of Senior Compliance Manager is a critical component of our organisation's commitment to excellence in financial planning and wealth management.

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Our ideal candidate will have a proven track record in drafting and implementing processes, as well as handling compliance needs within the financial services sector.

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We are looking for an experienced professional who can demonstrate a strong understanding of regulatory requirements, with a particular emphasis on consumer duty obligations.

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The successful candidate will play a key role in ensuring that our firm's compliance obligations are met through the development and maintenance of robust processes and systems.

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Liaising regularly with external compliance consultants, you will ensure that all client-focused work is conducted efficiently through the adoption of key technologies.

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You will be responsible for building and maintaining audit processes to ensure best practice is maintained and evidenced at all stages of our advice process.

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Oversight of key Management Information data and fulfilment of ongoing FCA Reporting requirements will also be a key part of this role.

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We are committed to providing a positive and inclusive working environment, and we welcome applications from talented individuals who share our values.

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This is a permanent opportunity based in Co. Down, offering a competitive salary and benefits package.

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Key skills and qualifications include:

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  • Level 4 Diploma qualified
  • Proven background in financial planning or wealth management
  • Excellent communication skills and client-facing manner
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Benefits include:

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  • A competitive salary
  • A generous overall benefits package
  • The opportunity to work alongside and learn from industry experts
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If you are passionate about delivering exceptional results in a fast-paced environment, we encourage you to apply.

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To speak in confidence about this opportunity, please send an up-to-date CV via the link provided.

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We are an equal opportunities employer and welcome applications from diverse candidates.

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Skill keywords: Wealth management, Financial planning, Paraplanner, Compliance



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