1LOD Risk Officer

6 days ago


Dublin, Dublin City, Ireland Broadgate Full time

1LOD Risk Officer

Dublin - Hybrid

4-day week

Wealth Management

56K

Broadgate has partnered up with a leasing Wealth Management firm on the search for a First Line Risk Officer.

Duties:

  • Assess risks in the Front Departments and ensure they are mitigated or accepted.
  • Determine and address training needs for the Front teams.
  • Implement and maintain 1LOD risk governance following group standards and local regulations.
  • Coordinate remediation activities, ensuring alignment with supervisors and the 2nd Line of Defence (2LOD).
  • Analyze Front Office processes to identify risks and develop solutions to mitigate them and reduce manual workarounds.

Requirements:

  • Strong knowledge in regulatory and risk topics, with 1-2 years of client-facing or relevant compliance/risk experience.
  • General understanding of asset classes and financial markets, proficient in MS Excel and MS PowerPoint, and fluent in English.
  • Self-driven with strong communication skills, a structured working method, and a strong client and business orientation.

If interested, apply today or send your CV



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