Transfer Agency Compliance Specialist

6 days ago


Limerick, Limerick, Ireland beBeeAnalytical Full time €40,000 - €60,000
Job Title:

Technical Coordinator, Complaints and Investor Resolution

About the Role:

This position plays a key part in handling Transfer Agency complaints. The successful candidate will investigate and resolve customer issues to the highest standard within strict timeframes.

The role requires strong analytical skills for researching and resolving enquiries, completing trend analysis, and preparing management information.

All complaints must be handled according to Regulatory requirements and accurate records kept of all complaints.

  • Demonstrate understanding of the Transfer Agency operational area.
  • Understand regulatory complaint handling requirements.
  • Strong analytical skills are necessary.
  • Able to work on own initiative.
Responsibilities:

This position involves ensuring that all complaints are handled in line with Regulatory requirements and maintaining accurate records of all complaints.

Requirements:

The ideal candidate will have experience of regulatory complaint handling requirements and prior exposure to Consumer complaint cases.

Key responsibilities include demonstrating an understanding of the Transfer Agency operational area, understanding of regulatory complaint handling requirements, and strong analytical skills.

We value flexibility and inclusivity in the workplace.

Benefits:

This is an excellent opportunity for an experienced professional to join a dynamic team who are committed to providing an excellent service to our clients.



  • Limerick, Limerick, Ireland beBeeComplaints Full time €63,048 - €77,667

    Job Summary:We are seeking an experienced Technical Coordinator to join our team in handling Transfer Agency complaints and ensuring escalated customer issues are resolved promptly.The ideal candidate will have a strong understanding of the Transfer Agency operational area and regulatory complaint handling requirements. They will be responsible for...


  • Limerick, Limerick, Ireland beBeeTransferAgency Full time €54,361 - €72,398

    Job Title: Transfer Agency AnalystAbout our team:We are a globally recognized financial institution with a long history of providing innovative financial services and guidance to individuals, families, and institutions. Our company is built on principles of service, expertise, and integrity.Job DescriptionThe Transfer Agency Analyst will be responsible for...


  • Limerick, Limerick, Ireland beBeeFinancial Full time €55,000 - €75,000

    Job Role: Financial Services ExpertKey Responsibilities:Oversee the provision of TA services to a portfolio of clients, ensuring all service levels are met and operational issues are resolved promptly.Act as the primary point of contact for clients, building and maintaining strong relationships with key stakeholders.Coordinate with internal teams to manage...


  • Limerick, Limerick, Ireland beBeeComplaints Full time €56,958 - €70,195

    Job Role Summary:The role of a Complaints Resolution Specialist is critical to the successful management of transfer agency complaints.This position plays a key part in ensuring that escalated customer issues are resolved promptly and within set timeframes, maintaining the highest standards of professionalism and integrity.Key Responsibilities:Investigate...


  • Limerick, Limerick, Ireland beBeeLeadership Full time €53,432 - €93,304

    Transfer Agency Team Lead PositionThis is a senior leadership role within the transfer agency team.Oversight of dealing transactions through internal systems, ensuring compliance with regulatory and client standards.Day-to-day oversight of the document management process, ensuring timely and accurate scanning of investor instructions into the workflow...


  • Limerick, Limerick, Ireland Pontoon Solutions Full time

    Senior Consultant AML Transfer Agency Contract Length: 11 months (Scope for Extension) Location: Limerick About Us: Our client is a leading organisation in the financial services sector, dedicated to providing exceptional service and maintaining the highest standards of compliance.We are currently seeking a highly skilled Senior Consultant specialising in...


  • Limerick, Limerick, Ireland Northern Trust Full time

    About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...


  • Limerick, Limerick, Ireland Northern Trust Corp Full time

    Senior Analyst,Transfer Agency page is loadedSenior Analyst,Transfer AgencyApply locations Limerick, Ireland time type Full time posted on Posted 2 Days Ago job requisition id R143625About Northern Trust:Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since...


  • Limerick, Limerick, Ireland Northern Trust Corp Full time

    Senior Analyst,Transfer Agency page is loadedSenior Analyst,Transfer AgencyApply locations Limerick, Ireland time type Full time posted on Posted 2 Days Ago job requisition id R143625About Northern Trust:Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since...


  • Limerick, Limerick, Ireland ACCA Careers Full time

    Technical Coordinator, Transfer Agency AMLJoin to apply for the Technical Coordinator, Transfer Agency AML role at ACCA Careers.About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution with a long history of operation since 1889.Northern Trust provides innovative financial services and...