Compliance Professional

1 day ago

Dublin, Dublin City, Ireland beBeeCompliance Full time €75,000 - €105,000
Job Overview

We are seeking an experienced Compliance Manager to join our team. This role will be responsible for supporting the implementation and monitoring of compliance programs, as well as developing and administering key policies and procedures.

Location: London, United Kingdom.

Key Responsibilities
  • Develop and implement guidance and training to ensure employee understanding and compliance in coordination with corporate training programs.
  • Manage the compliance programs, including facilitating local risk assessments and compliance reviews, preparing and presenting compliance reporting, establishing and implementing compliance and surveillance processes, testing, and consulting with personnel where appropriate.
  • Assist in customer onboarding, including the performance of customer due diligence and ongoing monitoring of customers in accordance with firm's policies and procedures and applicable regulatory requirements.
  • Supervise activities of employees to ensure that firm policies, corporate policies and regulator rules are being adhered to.
  • Assess proposed new lines of business/offerings to determine applicable regulatory and registration requirements and develop corresponding policies and procedures in coordination with relevant stakeholders (e.g., compliance, legal and business resources) as needed.
Required Skills and Qualifications
  • Bachelor's degree or higher; extensive experience with a financial services or technology firm in an operations, risk or compliance position.
  • Law degree preferred but not required.
  • Strong knowledge and experience with securities, investment products, pricing, and transactions with emphasis on fixed income.
  • Previous experience at an FCA member firm.
  • Knowledge of FCA Rules and Guidance and relevant UK financial legislation.
  • Knowledge of UK Money Laundering Regulations.
Benefits

This is a full-time employment opportunity offering competitive salary and benefits package.

Other Information

Suitable candidates will possess strong analytical and organizational skills, excellent verbal and written communication skills, and ability to work effectively in a fast-paced environment.

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