
Chief Compliance Professional
1 day ago
The Compliance Officer plays a vital role in the day-to-day operations of our compliance framework. This individual will work closely with other team members, senior management, and engage with external stakeholders.
Key Responsibilities:
- Provide advice on regulatory implications for new business initiatives and ensure compliance considerations are represented and incorporated into our compliance framework
- Carry out day-to-day tasks under the compliance framework and monitoring plan, escalating to the Chief Compliance Officer as necessary
- Perform compliance monitoring and testing in accordance with the compliance monitoring plan and firm risk framework
- Conduct annual reviews and updates to our suite of policies and procedures ensuring adherence to relevant laws and regulations
Requirements:
- Minimum 4 years' experience in a compliance/2nd line role within a regulated firm
- Degree-educated
- Excellent communication and writing skills
- Experience collaborating with senior management in a multi-jurisdiction enterprise
- Italian and/or Spanish language skills a considerable advantage
Benefits and Perks:
We prioritize transparency, simplicity, and exceptional client service. Our employees benefit from a collaborative working environment, ongoing training, and a range of benefits including paid holidays, enhanced maternity pay, and a retirement pension plan.
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